DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Higdon, Thomas Brian	DOIID	734212	NAIC NPN	15886422

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
4/30/2027	0	No	0	Yes	0	N/A	0	0	0	0	No
4/30/2025	0	No	4	Yes	0	N/A	12	4	12	16	No
4/30/2023	6	Yes	31	Yes	0	N/A	0	37	0	37	Yes
4/30/2021	3	Yes	16	Yes	0	N/A	3	21	3	24	Yes
4/30/2019	8	Yes	7	Yes	0	N/A	12	15	12	27	Yes
4/30/2017	4	Yes	17	Yes	0	N/A	12	25	12	37	Yes
4/30/2015	3	Yes	33	Yes	1	N/A	1	35	1	37	Yes
4/30/2013	3	Yes	22	Yes	2	N/A	0	23	0	25	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
LTC Partnership 4 Hr Refresh DOES MEET MA LTC REQ - C23765	Long Term Care Partnership Act	Quest Continuing Education Solutions	1/19/2025	Correspondence	4	4/30/2025
Retirement Planning - C17194	Life and Health	Broker Educational Sales and Training	4/14/2023	Correspondence	12	4/30/2023
Elements of Insurance & Ethics - C12158	Life and Health	Sigco, Inc. dba Pohs Institute	3/17/2022	Correspondence	18	4/30/2023
Elements of Insurance & Ethics (Ethics Only) - C12159	Ethics	Sigco, Inc. dba Pohs Institute	3/17/2022	Correspondence	6	4/30/2023
Recommending Annuties Under the New NAIC Best Inst - C23810	Annuity Suitability	RegEd, Inc.	2/16/2022	Correspondence	1	4/30/2023
Principles of Asset Allocation - C60869	Life	Quest Continuing Education Solutions	6/25/2021	Correspondence	3	4/30/2021
Ethical Standards for Producers - C08627	Ethics	Quest Continuing Education Solutions	4/12/2021	Correspondence	3	4/30/2021
Section 529 Plans - C44490	General Insurance Principles	Quest Continuing Education Solutions	4/12/2021	Correspondence	2	4/30/2021
4 hr Annuities Training Course - C95878	Annuity Suitability	Quest Continuing Education Solutions	8/14/2020	Correspondence	4	4/30/2021
Legacy Planning - C08721	Life	RegEd, Inc.	3/24/2020	Correspondence	5	4/30/2021
Expect Unexpected: A Guide to Long-Term Care (4HR) - C99441	Long Term Care Partnership Act	RegEd, Inc.	5/13/2019	Correspondence	4	4/30/2021