| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Strategies, DOL Updates & Ethics - C12160 | Life and Health | Sigco, Inc. dba Pohs Institute | 3/4/2026 | Correspondence | 18 | 7/31/2026 |
| Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161 | Ethics | Sigco, Inc. dba Pohs Institute | 3/4/2026 | Correspondence | 6 | 7/31/2026 |
| Qualified & Nonqualified PLans, 4th ED - C43761 | Life and Health | Kaplan | 6/26/2024 | Correspondence | 9 | 7/31/2024 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 6/19/2024 | Correspondence | 3 | 7/31/2024 |
| Retirement Planning after The SECURE 2.0 Act - C25959 | Life and Health | Broker Educational Sales and Training | 2/22/2024 | Correspondence | 12 | 7/31/2024 |