DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Tran, Thuy My Thi	DOIID	837986	NAIC NPN	17239004

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
9/30/2027	0	No	0	Yes	0	N/A	0	0	0	0	No
9/30/2025	0	No	2	Yes	0	N/A	12	2	12	14	No
9/30/2023	4	Yes	27	Yes	0	N/A	12	33	12	45	Yes
9/30/2021	3	Yes	29	Yes	0	N/A	12	32	12	44	Yes
9/30/2019	4	Yes	22	Yes	1	N/A	12	25	12	38	Yes
9/30/2017	13	Yes	82	Yes	0	N/A	12	95	12	107	Yes
9/30/2015	3	Yes	35	Yes	0	N/A	0	38	0	38	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
State-BasedMarketplaceCertification,RegistrationRe - C80455	Life and Health	Kentucky Health Benefit Exchange	9/13/2024	Correspondence	2	9/30/2025
Life and Health Insurance Principles - C66497	Life and Health	WebCE, Inc	9/12/2023	Correspondence	7	9/30/2023
Life Insurance Policies - C60295	Life	WebCE, Inc	9/12/2023	Correspondence	9	9/30/2023
Long Term Care 4-Hour Training - C02813	Long Term Care Partnership Act	WebCE, Inc	9/8/2023	Correspondence	4	9/30/2023
Insurance Regulation and Consumer Protection - C16531	Ethics	WebCE, Inc	9/7/2023	Correspondence	4	9/30/2023
State-BasedMarketplaceCertification,RegistrationRe - C80455	Life and Health	Kentucky Health Benefit Exchange	10/9/2022	Correspondence	2	9/30/2023
AML:Threats, Vulnerabilities, and Strategies - C27554	General Insurance Principles	Kaplan	12/29/2021	Correspondence	2	9/30/2023
State Based Marketplace Certification/Registration - C18396	Health	Kentucky Health Benefit Exchange	11/6/2021	Correspondence	5	9/30/2023
Anti-Money Laundering Laws & Practices - C03557	Life and Health	Kaplan	9/28/2021	Correspondence	4	9/30/2021
KY LTC & Partnrshp Policies: Initial Crs - C09560	Long Term Care Partnership Act	Kaplan	9/26/2021	Correspondence	8	9/30/2021
Needs Analysis, 5th Edition - C21687	Life and Health	Kaplan	9/25/2021	Correspondence	8	9/30/2021
Ethics at Work, 2nd Edition - C15440	Ethics	Kaplan	9/21/2021	Correspondence	3	9/30/2021
AML: Frequently Asked Questions - C77163	Life and Health	Kaplan	9/18/2021	Correspondence	1	9/30/2021
LTC and Partnership Program 4 Hr Refresher Course - C15898	Long Term Care Partnership Act	Kaplan	1/30/2020	Correspondence	4	9/30/2021
AML: Understanding the Rules for Ins Prod & Empl - C55197	Life and Health	WebCE, Inc	1/10/2020	Correspondence	2	9/30/2021
Anti-Money Laundering for the Insurance Industry - C78856	Life and Health	WebCE, Inc	1/10/2020	Correspondence	2	9/30/2021