PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameTracy, James DOIID862525NAIC NPN17440352
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance by: Extension Date :
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
9/30/20260No0Yes00N/A1201212No
9/30/20247Yes44Yes00N/A12511263Yes
9/30/202211Yes48Yes00N/A459463Yes
9/30/20203Yes13Yes00N/A12161228Yes
9/30/20183Yes61Yes00N/A464468Yes
9/30/20165Yes23Yes00N/A028028Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Planning for Events with Insurance, 2nd Edition - C62189Life and HealthRegEd, Inc.8/16/2024Correspondence129/30/2024
Suitability & Insurable Needs of Senior Investors - C97803Annuity SuitabilityRegEd, Inc.8/15/2024Correspondence59/30/2024
Artificial Intelligence(AI) and Insurance Ethics - C27050EthicsRegEd, Inc.8/15/2024Correspondence49/30/2024
A Walk Through the Ethical Insurance Practice - C09133EthicsRegEd, Inc.8/15/2024Correspondence39/30/2024
Retirement Income Planning - C94560Life and HealthRegEd, Inc.7/25/2023Correspondence89/30/2024
Insurance Needs of Millennials - C18073Life, Health, Property & CasualtyRegEd, Inc.7/24/2023Correspondence69/30/2024
Long-Term Care:In-Depth View, Kentucky 2nd Edition - C95329Long Term Care Partnership ActRegEd, Inc.7/20/2023Correspondence89/30/2024
Retirement Planning For Women - C94559Life and HealthRegEd, Inc.7/20/2023Correspondence59/30/2024
Life Insurance & the Peace of Mind it Offers - C04525LifeRegEd, Inc.9/19/2022Correspondence39/30/2022
Financial Planning Principles & Processes - C00804LifeRegEd, Inc.9/19/2022Correspondence99/30/2022
Ethics of Social Media in Insurance, 2nd Edition - C19245EthicsRegEd, Inc.9/19/2022Correspondence29/30/2022
Anti-Money Laundering for Insurance 2nd Edition - C67859Life and HealthRegEd, Inc.9/19/2022Correspondence39/30/2022
Ethics: Do Not Harm - C96816EthicsRegEd, Inc.9/19/2022Correspondence49/30/2022
Recommending Annuities Under The NAIC Best Interes - C23811Annuity SuitabilityRegEd, Inc.8/23/2022Correspondence59/30/2022
Buy/Sell Agreements - C53457Life / VariableRegEd, Inc.9/22/2021Correspondence29/30/2022
Income Taxation of Life Insurance - C63059LifeRegEd, Inc.9/22/2021Correspondence29/30/2022
Estate Plnng for Generations; Baby Boomers/Gen X - C01462LifeRegEd, Inc.9/22/2021Correspondence29/30/2022
College Savings Planning for Your Child's Future - C63260LifeRegEd, Inc.9/22/2021Correspondence19/30/2022
Replacements, 1035 Exchanges, & Mut Fund Switches - C37680LifeRegEd, Inc.9/22/2021Correspondence39/30/2022
Ethical Issues in the Financial Services Industry - C67521EthicsRegEd, Inc.9/22/2021Correspondence59/30/2022
A Look At Advanced Variable Annuities - C67933LifeRegEd, Inc.9/22/2021Correspondence49/30/2022
Insurance Law - C55742Life, Health, Property & CasualtyRegEd, Inc.9/22/2021Correspondence109/30/2022
Selling & Exchanging Annuities:Look at Suitability - C63171LifeRegEd, Inc.9/21/2021Correspondence49/30/2022

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