DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Wartman, Shannon Lawrence	DOIID	866727	NAIC NPN	17482063

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 6/30/2028

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
6/30/2028	0	No	0	Yes	0	0	N/A	0	0	0	0	No
6/30/2026	3	Yes	21	Yes	0	7	N/A	0	17	0	24	Yes
6/30/2024	3	Yes	18	Yes	0	3	N/A	3	18	3	24	Yes
6/30/2022	4	Yes	21	Yes	2	4	N/A	0	21	2	27	Yes
6/30/2020	3	Yes	15	Yes	8	18	N/A	0	0	8	26	Yes
6/30/2018	3	Yes	17	Yes	12	20	N/A	0	0	12	32	Yes
6/30/2016	3	Yes	46	Yes	0	49	N/A	0	0	0	49	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Introduction To Life Insurance,3rd Edition - C26513	Life and Health	Kaplan	6/30/2026	Correspondence	5	6/30/2026
Retirement Income Strategies 3rd Edition - C16246	Life	Kaplan	6/29/2026	Correspondence	2	6/30/2026
LIFE INS POLICY COMPARISON & UNDERWRITING 3RD ED - C15802	Life	Kaplan	6/29/2026	Correspondence	10	6/30/2026
INSURANE CONTRACTS & LIABILITY WEBINAR - C100099	Property and Casualty	Insurance Career Training, Inc	12/10/2025	Classroom	4	6/30/2026
ETHICS IN THE INSURANCE INDUSTRY WEBINAR - C100080	Ethics	Insurance Career Training, Inc	10/7/2025	Classroom	3	6/30/2026
Defferred Income Annuities and QLACs - C93091	Life and Health	WebCE, Inc	6/26/2024	Correspondence	3	6/30/2024
Ethics and Seniors:Understanding the Mature Market - C13648	Ethics	WebCE, Inc	6/26/2024	Correspondence	3	6/30/2024
THe Regulation Of Insurance Producers - C10709	Life, Health, Property & Casualty	Insurance Career Training, Inc	5/23/2024	Classroom	3	6/30/2024
Kentucky LTC Programs Policies & Partnerships - C02336	Long Term Care Partnership Act	WebCE, Inc	1/15/2024	Correspondence	8	6/30/2024
Annuity Suitability and Best Interest Standards - C20776	Annuity Suitability	WebCE, Inc	11/19/2023	Correspondence	4	6/30/2024