DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Gumble, Scott	DOIID	870270	NAIC NPN	17516129

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
7/31/2027	0	No	0	Yes	0	N/A	12	0	12	12	No
7/31/2025	9	Yes	27	Yes	1	N/A	12	36	12	49	Yes
7/31/2023	11	Yes	24	Yes	10	N/A	7	28	7	45	Yes
7/31/2021	12	Yes	14	Yes	2	N/A	5	24	5	31	Yes
7/31/2019	14	Yes	11	Yes	11	N/A	4	14	4	29	Yes
7/31/2017	5	Yes	23	Yes	6	N/A	0	22	0	28	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
The Advisors Guide to Annuities and Ethical Practi - C92602	Life	Broker Educational Sales and Training	9/15/2023	Correspondence	9	7/31/2025
The Advisors Guide to Annuities & Ethical Prac-Eth - C92603	Ethics	Broker Educational Sales and Training	9/15/2023	Correspondence	3	7/31/2025
Agents&Advisory Key to Annuities&Ethical Conduct - C23666	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	9/13/2023	Correspondence	18	7/31/2025
Agents Ethical Considerations&Consumer Suitability - C23700	Ethics	Affordable-Success-FirstChoice-ClienTell CE	9/13/2023	Correspondence	6	7/31/2025
Legacy Planning Strategies-Classroom - C80270	General Insurance Principles	Pruco Life Insurance Company / QuestCE	9/12/2023	Classroom	1	7/31/2025
Professional Ethics: Doing Bus the Right Way - C80280	Ethics	Pruco Life Insurance Company / QuestCE	3/22/2023	Classroom	3	7/31/2023
The Perfect Storm for Retirement Planning -Class - C24301	General Insurance Principles	Pruco Life Insurance Company / QuestCE	1/24/2023	Classroom	1	7/31/2023
Managing Risks/Ret.Red Zone:7 Risks/Ret Income - C80301	General Insurance Principles	Pruco Life Insurance Company / QuestCE	1/24/2023	Classroom	1	7/31/2023
It''s All About Income - C94269	Life	Broker Educational Sales and Training	9/13/2022	Classroom	1	7/31/2023
Guide to Retirement Planning Strategies - C94002	Life	Broker Educational Sales and Training	9/13/2022	Correspondence	14	7/31/2023
Recommending Annuities Under The NAIC Best Interes - C23811	Annuity Suitability	RegEd, Inc.	9/7/2022	Correspondence	5	7/31/2023
The Ethical Insurance Producer - C53197	Ethics	Kaplan	7/7/2022	Correspondence	5	7/31/2023
Anti-Money Laundering Training Ins. Professionals - C10186	Life and Health	Kaplan	7/7/2022	Correspondence	2	7/31/2023
FinancialExploitationofSr''s:WhyInsAgentsShouldCare - C80105	Ethics	Kaplan	6/25/2022	Correspondence	2	7/31/2023
Ethics, Senior Clients, and You -Webinar - C12993	Ethics	Pacific Life Insurance Company c/o Quest CE	6/8/2022	Classroom	1	7/31/2023
Stratrgies to Manage Market Volatility - C20287	Life	Prudential Annuities Life Assurance Corporation	2/1/2022	Classroom	1	7/31/2023
Smart Money:Where professional Invest. Find Opport - C94094	Life / Variable	Prudential Annuities Life Assurance Corporation	2/1/2022	Classroom	1	7/31/2023
Advanced Roth Strategies - C17389	General Insurance Principles	Prudential Annuities Life Assurance Corporation	9/21/2021	Classroom	1	7/31/2023
Asset Allocation - C61810	Life and Health	Kaplan	7/12/2021	Correspondence	12	7/31/2021
Ethical Practices - C61788	Ethics	Kaplan	7/8/2021	Correspondence	12	7/31/2021
Stratrgies to Manage Market Volatility - C20287	Life	Prudential Annuities Life Assurance Corporation	2/11/2020	Classroom	1	7/31/2021
Spousal Protection Strategies:Providing for a Sur - C15575	Life and Health	Prudential Annuities Life Assurance Corporation	11/19/2019	Classroom	1	7/31/2021