| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Ethical Principles, Ethical Practices - C67264 | Ethics | WebCE, Inc | 9/3/2025 | Correspondence | 3 | 6/30/2025 |
| HS 347 Contemporary Apps. in Financial Planning - C94342 | Life, Health, Property & Casualty | American College, The | 9/9/2024 | Correspondence | 30 | 6/30/2025 |
| HS 326 Planning for Retirement Needs - C10212 | Life and Health | American College, The | 10/12/2023 | Classroom | 36 | 6/30/2025 |
| HS 328 Investments - C10213 | Life and Health | American College, The | 8/1/2023 | Classroom | 36 | 6/30/2025 |
| Ethical Principles, Ethical Practices - C67264 | Ethics | WebCE, Inc | 5/23/2023 | Correspondence | 3 | 6/30/2023 |
| HS 330 Fundamentals of Estate Planning - C10215 | Life and Health | American College, The | 5/3/2023 | Classroom | 36 | 6/30/2023 |
| Annuity Suitability and Best Interest Standards - C20776 | Annuity Suitability | WebCE, Inc | 6/20/2022 | Correspondence | 4 | 6/30/2023 |