DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Frederick, Joseph Henry	DOIID	895796	NAIC NPN	17751819

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
11/30/2025	0	No	0	Yes	N/A	2	0	2	2	No
11/30/2023	3	Yes	15	Yes	N/A	1	25	1	26	Yes
11/30/2021	3	Yes	22	Yes	N/A	0	25	0	25	Yes
11/30/2019	0	No	0	No	N/A	0	0	0	0	No
11/30/2017	3	Yes	10	Yes	N/A	0	13	0	13	No

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Social Security and Medicare,5th Ed. - C27538	General Insurance Principles	Kaplan	10/2/2023	Correspondence	7	11/30/2023
Equity-Indexed Annuities, 3rd Edition - C33463	Life / Variable	Kaplan	7/13/2023	Correspondence	3	11/30/2023
Understanding Wills & Intestacy, 2nd Ed - C44781	Life and Health	Kaplan	7/13/2023	Correspondence	3	11/30/2023
Problematic Beneficiary Designations, 3rd Ed - C21038	Life and Health	Kaplan	7/2/2023	Correspondence	4	11/30/2023
Ethics for the Insurance Professional,5th Edition - C20755	Ethics	Kaplan	6/21/2023	Correspondence	3	11/30/2023
Recommending Annuities Under The NAIC Best Interes - C23811	Annuity Suitability	RegEd, Inc.	3/28/2023	Correspondence	5	11/30/2023
ILITs and Estate Planning 3rd Edition - C20135	Life and Health	Kaplan	10/7/2021	Correspondence	2	11/30/2021
Introduction to Trusts: Case Studies, 3RD Edition - C93490	Life and Health	Kaplan	9/10/2021	Correspondence	4	11/30/2021
INDEXED PRODUCTS, 2ND EDITION - C14986	Life and Health	Kaplan	8/19/2021	Correspondence	6	11/30/2021
Understanding Wills & Intestacy, 2nd Ed - C44781	Life and Health	Kaplan	8/7/2021	Correspondence	3	11/30/2021
Investing Retirement Assets, 4th Edition - C16843	Life and Health	Kaplan	7/21/2020	Correspondence	3	11/30/2021
Ethics for the Insurance Professional 4th Edition - C99134	Ethics	Kaplan	7/6/2020	Correspondence	3	11/30/2021
Anti-Money Laundering Laws & Practices - C03557	Life and Health	Kaplan	2/21/2020	Correspondence	4	11/30/2021