PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameSwindall, Michael DOIID897749NAIC NPN17766375
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance Date: 7/31/2025
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
7/31/20270No0Yes00N/A1001010No
7/31/202512Yes22Yes00N/A034034Yes
7/31/20233Yes21Yes00N/A024024Yes
7/31/20217Yes17Yes00N/A024024Yes
7/31/20193Yes21Yes00N/A024024Yes
7/31/20173Yes21Yes00N/A024024Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Maximizing Integrity/Ethics Decisions with Seniors - C61760EthicsWebCE, Inc9/10/2024Correspondence67/31/2025
Agents Ethical Considerations&Consumer Suitability - C23700EthicsAffordable-Success-FirstChoice-ClienTell CE4/18/2024Correspondence67/31/2025
Agents&Advisory Key to Annuities&Ethical Conduct - C23666Life and HealthAffordable-Success-FirstChoice-ClienTell CE4/18/2024Correspondence187/31/2025
Annuity Suitability and Best Interest Standards - C20776Annuity SuitabilityWebCE, Inc11/24/2023Correspondence47/31/2025
Ethics for Producers: Cases and Comments - C69357EthicsWebCE, Inc8/29/2023Correspondence37/31/2023
Healthcare Options: HSA''s, FSA''s,HDHPs,QSEHRAs - C94406HealthWebCE, Inc8/29/2023Correspondence47/31/2023
ACA and The Basics of Health Insurance Exchange - C15912Life and HealthWebCE, Inc8/29/2023Correspondence47/31/2023
Disability Income Insurance - C59588Life and HealthWebCE, Inc8/29/2023Correspondence47/31/2023
Health and Accident Insurance - C59847Life and HealthWebCE, Inc8/29/2023Correspondence67/31/2023
Health Savings Accounts - C07599Life and HealthWebCE, Inc8/29/2023Correspondence37/31/2023
Life Insurance Concepts - C58446Life and HealthWebCE, Inc5/27/2021Correspondence87/31/2021
Introduction to Life Insurance - C59842LifeWebCE, Inc5/12/2021Correspondence97/31/2021
Insurance Regulation and Consumer Protection - C16531EthicsWebCE, Inc5/4/2021Correspondence47/31/2021
Ethics for Producers: Cases and Comments - C69357EthicsWebCE, Inc4/22/2021Correspondence37/31/2021

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