DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Moore, Thomas	DOIID	902106	NAIC NPN	17817828

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
9/30/2028	0	No	0	Yes	0	0	N/A	0	0	0	0	No
9/30/2026	0	No	0	Yes	0	3	N/A	1	0	1	4	No
9/30/2024	3	Yes	18	Yes	0	4	N/A	2	19	2	25	Yes
9/30/2022	7	Yes	17	Yes	1	1	N/A	0	24	1	26	Yes
9/30/2020	3	Yes	21	Yes	0	21	N/A	1	3	1	25	Yes
9/30/2018	3	Yes	22	Yes	0	10	N/A	0	15	0	25	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
2024 Address To Members:Challenge The Assumption - C27211	General Insurance Principles	Executive Insurance Agency, Inc.	10/21/2024	Classroom	1	9/30/2026
WaitingForThe(EstateTaxExemption)Sunset-WhatToDo? - C27208	General Insurance Principles	Executive Insurance Agency, Inc.	10/21/2024	Classroom	1	9/30/2026
2024 Compliance Update-Classroom - C27209	General Insurance Principles	Executive Insurance Agency, Inc.	10/21/2024	Classroom	1	9/30/2026
401(k) Plans - C20530	Life	WebCE, Inc	9/17/2024	Correspondence	5	9/30/2024
Anti-Money Laundering for the Insurance Industry - C78856	Life and Health	WebCE, Inc	9/12/2024	Correspondence	2	9/30/2024
AML: Understanding the Rules for Ins Prod & Empl - C55197	Life and Health	WebCE, Inc	9/12/2024	Correspondence	2	9/30/2024
AML Practices for the Insurance Producer:Rec Red.. - C24751	General Insurance Principles	WebCE, Inc	9/11/2024	Correspondence	2	9/30/2024
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	9/9/2024	Correspondence	3	9/30/2024
2023TheLatestinLegislation5FinancialPlanningChange - C26153	Life	Executive Insurance Agency, Inc.	10/24/2023	Classroom	1	9/30/2024
2023:FinancialPlanning:HowPlansChangeOveraClient - C26151	Life	Executive Insurance Agency, Inc.	10/23/2023	Classroom	1	9/30/2024
2023 Address to Memebers Past Present and Future - C26149	Life	Executive Insurance Agency, Inc.	10/23/2023	Classroom	1	9/30/2024
2023 Compliance Update - C26150	Life	Executive Insurance Agency, Inc.	10/23/2023	Classroom	1	9/30/2024
Recommending Annuities Under The NAIC Best Interes - C23811	Annuity Suitability	RegEd, Inc.	9/27/2023	Correspondence	5	9/30/2024
Life Insurance Concepts - C58446	Life and Health	WebCE, Inc	9/5/2022	Correspondence	8	9/30/2022
Insurance Regulation and Consumer Protection - C16531	Ethics	WebCE, Inc	9/5/2022	Correspondence	4	9/30/2022
Ethics for Producers: Cases and Comments - C69357	Ethics	WebCE, Inc	9/5/2022	Correspondence	3	9/30/2022
Introduction to Life Insurance - C59842	Life	WebCE, Inc	9/5/2022	Correspondence	9	9/30/2022
2021 Compliance Update - C18685	General Insurance Principles	Executive Insurance Agency, Inc.	10/11/2021	Classroom	1	9/30/2022