| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161 | Ethics | Sigco, Inc. dba Pohs Institute | 7/30/2026 | Correspondence | 6 | 7/31/2026 |
| Financial Strategies, DOL Updates & Ethics - C12160 | Life and Health | Sigco, Inc. dba Pohs Institute | 7/30/2026 | Correspondence | 18 | 7/31/2026 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 5/4/2026 | Correspondence | 3 | 7/31/2026 |
| Principles of Life and Health Insurance & Ethics - C12164 | Life and Health | Sigco, Inc. dba Pohs Institute | 12/19/2025 | Correspondence | 18 | 7/31/2026 |
| Principles of Life/Health Insu&Ethics (EthicsOnly) - C12163 | Ethics | Sigco, Inc. dba Pohs Institute | 12/19/2025 | Correspondence | 6 | 7/31/2026 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 4/18/2024 | Correspondence | 6 | 7/31/2024 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 4/18/2024 | Correspondence | 18 | 7/31/2024 |
| Financial Exploitation of Seniors& Annuity Suit - C93514 | Life | Kaplan | 5/18/2023 | Correspondence | 2 | 7/31/2024 |
| AML:Threats, Vulnerabilities, and Strategies - C27554 | General Insurance Principles | Kaplan | 5/18/2023 | Correspondence | 2 | 7/31/2024 |
| KnowYourCustomerAndVariableAnnuities(FINRA2330)2nd - C25493 | Annuities and Securities | Kaplan | 5/17/2023 | Correspondence | 3 | 7/31/2024 |
| Understanding IRA''s, 5th Edition - C14397 | Life | Kaplan | 5/17/2023 | Correspondence | 6 | 7/31/2024 |
| Small Business Retirement Plans & EthicalPractices - C20669 | Life | Broker Educational Sales and Training | 5/11/2023 | Correspondence | 12 | 7/31/2024 |
| Small BusinessRetirementPlansEthicPracticeETHICS - C20671 | Ethics | Broker Educational Sales and Training | 5/11/2023 | Correspondence | 4 | 7/31/2024 |