DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Schaffer, Sally	DOIID	915724	NAIC NPN	17945151

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 10/31/2024

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2026	0	No	0	Yes	N/A	0	0	0	0	No
10/31/2024	7	Yes	0	Yes	N/A	7	7	7	14	No
10/31/2022	14	Yes	10	Yes	N/A	7	24	7	31	Yes
10/31/2020	7	Yes	24	Yes	N/A	0	31	0	31	Yes
10/31/2018	7	Yes	15	Yes	N/A	0	24	0	24	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
A Walk Through the Ethical Insurance Practice - C09133	Ethics	RegEd, Inc.	1/25/2023	Correspondence	3	10/31/2024
Ethics III: Case Studies in Ethics and Suitability - C37425	Ethics	RegEd, Inc.	1/23/2023	Correspondence	4	10/31/2024
Ethical Issues in the Financial Services Industry - C67521	Ethics	RegEd, Inc.	5/11/2022	Correspondence	5	10/31/2022
Insurance Antifraud Plans - C39069	Ethics	RegEd, Inc.	1/10/2022	Correspondence	2	10/31/2022
An Overview of Group Insurance - C53444	Life and Health	RegEd, Inc.	8/25/2021	Correspondence	2	10/31/2022
Recognizing/Documenting/Acting/Signs of Dementia - C95771	Life / Variable	RegEd, Inc.	8/23/2021	Correspondence	4	10/31/2022
Meeting LTC Ins Needs Through Combination Products - C07660	Life and Health	RegEd, Inc.	8/23/2021	Correspondence	4	10/31/2022
Ethical Decision Making - C14266	Ethics	RegEd, Inc.	8/11/2021	Correspondence	3	10/31/2022
Ethics: Do Not Harm - C96816	Ethics	RegEd, Inc.	8/4/2021	Correspondence	4	10/31/2022
A Walk Through the Ethical Insurance Practice - C09133	Ethics	RegEd, Inc.	4/8/2020	Correspondence	3	10/31/2020
Suitability Issues of Variable Annuities - C53528	Life and Health	RegEd, Inc.	4/8/2020	Correspondence	2	10/31/2020
A Look At Advanced Variable Annuities - C67933	Life	RegEd, Inc.	4/6/2020	Correspondence	4	10/31/2020
Adv Concepts in Anti-Money Laundering Comp - C53435	Life	RegEd, Inc.	4/2/2020	Correspondence	3	10/31/2020
Internal Revenue Code Section 1031 Nontax Exchange - C63284	Life	RegEd, Inc.	4/1/2020	Correspondence	1	10/31/2020
Life Insurance and Annuity Replacement - C53490	Life and Health	RegEd, Inc.	4/1/2020	Correspondence	3	10/31/2020
Selling & Exchanging Annuities:Look at Suitability - C63171	Life	RegEd, Inc.	3/26/2020	Correspondence	4	10/31/2020
Suitability & Insurable Needs of Senior Investors - C97803	Annuity Suitability	RegEd, Inc.	3/24/2020	Correspondence	5	10/31/2020
The Employee Retirement Income Security Act (ERISA - C13193	Life and Health	RegEd, Inc.	3/24/2020	Correspondence	2	10/31/2020
Ethics: Do Not Harm - C96816	Ethics	RegEd, Inc.	10/16/2019	Correspondence	4	10/31/2020