DEPARTMENT OF INSURANCE

Name	Smith, Richard Henry	DOIID	312519	NAIC NPN	1173035

License - Line of Authority Information

Status	Residency	Class	Line of Authority	Active Date	Inactive Date
Inactive	Resident	Agent	Life	3/14/1986	6/30/2006
Inactive	Resident	Agent	General Lines	6/3/1986	8/15/2000
Inactive	Resident	Agent	Casualty	8/15/2000	6/30/2006
Inactive	Resident	Agent	Variable Life and Variable Annuities	5/31/2001	6/30/2006
Inactive	Resident	Agent	Property	8/15/2000	6/30/2006
Inactive	Resident	Agent	Health	3/14/1986	6/30/2006

*If a status is Pending, Pending Replacement,or the record displays Affidavit on File, click on them for more details.

Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

No License Renewal Information

NOTE: Licensee may renew up to 6 months prior to Next Compliance Date. Licensees subject to CE must complete CE requirements before Next Compliance Date in order to successfully complete the License Renewal Process.

Address Information

Type	Address
Residence	Not Public Information
Business / Home Office	Smith Financial Services 1002 North Main StreetMadisonville, KY 42431