DEPARTMENT OF INSURANCE
Licensee Search Details
NameCetera Investment Services LLCDOIID398143NAIC NPN654009
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration DateDesignated Home State
ActiveNon ResidentAgentLife6/29/1998 3/31/2026 
ActiveNon ResidentAgentHealth6/29/1998 3/31/2026 
ActiveNon ResidentAgentVariable Life and Variable Annuities5/31/2001 3/31/2026 
*If a status is Pending, Pending Replacement,or the record displays Affidavit on File, click on them for more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
No License Renewal Information
NOTE: Licensee may renew up to 6 months prior to Next Compliance Date.
Address Information
TypeAddress
Business / Home Office400 First St So Ste 300 Saint Cloud, MN 56301
Mailing200 N Pacific Coast Highway Ste 1200El Segundo, CA 90245
Internet Information
TypeAddress
Business EmailJACKIE.SMITH@CETERA.COM
Phone Information
TypePhone
Business / Home Office(925) 602-9300

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