DEPARTMENT OF INSURANCE
Licensee Search Details
NameLPL FINANCIAL LLCDOIID399327NAIC NPN28347
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration DateDesignated Home State
ActiveNon ResidentAgentHealth2/25/1997 3/31/2025 
ActiveNon ResidentAgentVariable Life and Variable Annuities8/2/2001 3/31/2025 
ActiveNon ResidentAgentLife2/25/1997 3/31/2025 
*If a status is Pending, Pending Replacement,or the record displays Affidavit on File, click on them for more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
No License Renewal Information
NOTE: Licensee may renew up to 6 months prior to Next Compliance Date.
Address Information
TypeAddress
Business / Home Office4707 Executive Drive San Diego, CA 92121
MailingRegistration 1055 Lpl WayFort Mill, SC 29715
Internet Information
TypeAddress
Internetwww.lpl.com
Phone Information
TypePhone
Business / Home Office(858) 450-9606 Ext-6633

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