DEPARTMENT OF INSURANCE

Name	Capital One Agency LLC	DOIID	502886	NAIC NPN	2440663

License - Line of Authority Information

Status	Residency	Class	Line of Authority	Active Date	Inactive Date
Denied	Non Resident	Agent	Variable Life and Variable Annuities
Inactive	Non Resident	Agent	Health	6/13/2017	1/8/2019
Inactive	Non Resident	Agent	Property	10/3/2007	9/2/2009
Inactive	Non Resident	Agent	General Lines	3/2/2000	8/15/2000
Inactive	Non Resident	Agent	Life	6/13/2017	1/8/2019
Inactive	Non Resident	Agent	Casualty	7/29/2004	11/1/2015

*If a status is Pending, Pending Replacement,or the record displays Affidavit on File, click on them for more details.

Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

No License Renewal Information

NOTE: Licensee may renew up to 6 months prior to Next Compliance Date.

Address Information

Type	Address
Business / Home Office	301 W 11th Street Wilmington, DE 19801

Internet Information

Type	Address
Internet	WWW.CAPITALONE.COM
Business Email	CHAE.YI@CAPITALONE.COM

Phone Information

Type	Phone
Business / Home Office	(302) 467-5681