Course Name : Suitability Issues of Mutual Funds |
DOI ID | Name | Completion Date |
Compliance Date |
520984
|
Chitwood, Mila Carol
|
12/18/2023 |
01/31/2024
|
693002
|
Isenhower, Maxito P
|
10/22/2023 |
12/31/2023
|
885826
|
Rawe, Eric Randall
|
08/23/2023 |
11/30/2023
|
969525
|
Wheatley, Brooke
|
07/16/2023 |
08/31/2023
|
636484
|
Lemmon, Sherrye Kaye
|
05/04/2023 |
08/31/2023
|
983858
|
Fry, Amanda
|
04/26/2023 |
05/31/2023
|
649992
|
Mulgrave, Valerie Jean
|
04/03/2023 |
05/31/2023
|
670167
|
Hall, Jennifer Marie
|
02/10/2023 |
04/30/2023
|
365909
|
Long, Patricia Mary
|
02/01/2023 |
02/28/2023
|
382663
|
Llontop, Luis M
|
01/25/2023 |
03/31/2023
|
819720
|
Etling, Philip Darryl
|
01/09/2023 |
03/31/2023
|
522302
|
Smith, Mary A
|
09/20/2022 |
10/31/2022
|
633030
|
Hardison, Donald Herron
|
08/29/2022 |
08/31/2022
|
863440
|
Wichmann, Stephanie
|
08/25/2022 |
08/31/2022
|
916688
|
Kasey, Debora E
|
08/15/2022 |
10/31/2022
|
337289
|
Wheeler, Terry Alexander
|
07/25/2022 |
09/30/2022
|
505718
|
Miller, Lisa Gayle
|
01/08/2022 |
09/30/2023
|
715506
|
Borough, Bradley Robert
|
12/06/2021 |
12/31/2021
|
664670
|
Collias, Jorgena
|
09/09/2021 |
11/30/2021
|
952785
|
Neuner, Paul David
|
09/08/2021 |
12/31/2021
|
570021
|
Eschan, Jonathan Michael
|
08/30/2021 |
08/31/2021
|
571891
|
Steltenkamp, Thomas R
|
08/13/2021 |
10/31/2021
|
1056540
|
Barker, Andrew
|
08/05/2021 |
09/30/2020
|
676996
|
Wynne, Patricia Rae
|
06/01/2021 |
06/30/2021
|
911847
|
Miller, Andrew
|
04/29/2021 |
05/31/2021
|
558690
|
Taylor, Harold Eugene
|
01/25/2021 |
03/31/2021
|
523386
|
Oliver, Ryan Michael
|
11/14/2020 |
02/28/2022
|
651820
|
Terry, Deborah Lynn
|
10/07/2020 |
11/30/2020
|
309708
|
Walters, David Anthony
|
04/18/2020 |
10/31/2020
|
829565
|
Russell, William Devin
|
03/26/2020 |
10/31/2020
|
823013
|
Swieterman, Robert
|
03/03/2020 |
04/30/2020
|
701629
|
Deaton, Randy Dean
|
12/11/2019 |
12/31/2019
|
813758
|
Marson, Joshua J
|
07/01/2019 |
07/31/2019
|
592716
|
Touma, Yano K
|
04/30/2019 |
04/30/2019
|
391351
|
Thompson, Frank Joseph
|
03/25/2019 |
03/31/2019
|
614124
|
Figueredo, Suzanne Elaine
|
01/04/2019 |
03/31/2019
|
385094
|
Bowra, Laura Simms
|
12/31/2018 |
03/31/2019
|
799534
|
Saag, Robert Edward
|
12/24/2018 |
12/31/2018
|
870742
|
Nelson, Dawn M
|
11/26/2018 |
11/30/2018
|
516121
|
Davis, Thomas
|
09/26/2018 |
09/30/2018
|
673705
|
Ramsey, James Douglas
|
07/10/2018 |
07/31/2018
|
917159
|
Quinn, Daniel Clay
|
04/18/2018 |
04/30/2018
|
385942
|
Willett, Lambert A
|
04/12/2018 |
04/30/2018
|
391963
|
Kessinger, Thomas B
|
04/05/2018 |
04/30/2018
|
649879
|
Miller, Jessica Michelle
|
04/03/2018 |
11/30/2018
|
339249
|
Vegh, Eric Michael
|
03/07/2018 |
03/31/2018
|
795048
|
Donhoff, Neal Thomas
|
10/26/2017 |
10/31/2017
|
796493
|
DiMarco, Catherine
|
10/12/2017 |
11/30/2017
|
915761
|
Bailey, Zachary Ryan
|
09/07/2017 |
06/30/2019
|
735649
|
Mettling, George Michael
|
09/01/2017 |
01/31/2018
|
934708
|
Hibbs, Monica Lynn
|
08/30/2017 |
03/31/2018
|
383312
|
Hatfield, Jeffrey Allen
|
08/28/2017 |
07/31/2018
|
586120
|
Metzger, Adam Taft
|
08/25/2017 |
02/28/2018
|
564714
|
Claypool, Jamie Lynn
|
08/25/2017 |
06/30/2018
|
723391
|
Buckley, Angela Marie
|
08/23/2017 |
11/30/2017
|
915758
|
McGuire, Emily
|
08/22/2017 |
02/28/2019
|
887706
|
Vater, Derek
|
08/22/2017 |
03/31/2018
|
901500
|
Stebbins, John Patrick
|
08/20/2017 |
08/31/2017
|
661119
|
Corman, Tara Rae
|
08/18/2017 |
04/30/2019
|
827485
|
Clark, Elliott
|
08/17/2017 |
05/31/2019
|
387550
|
Heister, Kristine Marie
|
08/17/2017 |
09/30/2017
|
392509
|
Gordinier, John D
|
08/10/2017 |
09/30/2017
|
317960
|
Barnett , Kara Rebecca Spalding
|
08/08/2017 |
08/31/2017
|
841156
|
Todd, Melissa Mutrie
|
08/08/2017 |
03/31/2019
|
507003
|
Stern, Brent
|
08/04/2017 |
05/31/2018
|
663956
|
Tamplin, Gretchen
|
08/03/2017 |
09/30/2018
|
601834
|
Wulfeck, Joseph Martin
|
07/20/2017 |
09/30/2018
|
916596
|
Eilers, Margaret Lee
|
07/20/2017 |
09/30/2018
|
915724
|
Schaffer, Sally
|
07/18/2017 |
10/31/2018
|
367703
|
Blackaby, Sandra K
|
07/11/2017 |
12/31/2017
|
821519
|
Brison, Christopher D
|
06/08/2017 |
05/31/2017
|
377031
|
Searcy, Morris Alan
|
04/25/2017 |
08/31/2017
|
589138
|
Janszen, David Lee
|
03/27/2017 |
06/30/2017
|
332605
|
Baldwin, Joan L
|
02/15/2017 |
03/31/2017
|
819720
|
Etling, Philip Darryl
|
01/06/2017 |
03/31/2017
|
387996
|
Baysinger, Bryan James
|
10/13/2016 |
10/31/2016
|
795479
|
Bruckner, Eric Alexander
|
06/30/2016 |
06/30/2016
|
386274
|
Steele, Linda K
|
06/28/2016 |
08/31/2016
|
349851
|
Wobbe, William
|
03/30/2016 |
03/31/2016
|
317612
|
Barnett, Bradley Graham
|
01/14/2016 |
02/29/2016
|
342219
|
Pusateri, Lawrence P
|
09/28/2015 |
10/31/2015
|
562525
|
Heitker, Thomas L
|
08/12/2015 |
08/31/2015
|
587608
|
Johantges, Kenneth Albert
|
08/05/2015 |
08/31/2015
|
614124
|
Figueredo, Suzanne Elaine
|
06/10/2015 |
03/31/2017
|
589138
|
Janszen, David Lee
|
04/01/2015 |
06/30/2015
|
827938
|
Mitchell, Joseph Stuart
|
02/20/2015 |
03/31/2015
|
362032
|
Weber, Larry Todd
|
10/24/2014 |
10/31/2014
|
352994
|
Mell, Lisa Wolfzorn
|
10/06/2014 |
11/30/2014
|
507447
|
Anneken, David L
|
09/25/2014 |
02/28/2015
|
515748
|
Owens, Trent Alan
|
09/17/2014 |
09/30/2014
|
693594
|
Lipford, Cheri Denise
|
08/03/2014 |
09/30/2014
|
786542
|
Flocken, Kristen
|
06/17/2014 |
06/30/2014
|
393858
|
Cheatham, George Carlisle
|
04/25/2014 |
04/30/2014
|
808167
|
Dean, Sarah
|
03/12/2014 |
10/31/2014
|
661119
|
Corman, Tara Rae
|
12/27/2013 |
04/30/2015
|
586120
|
Metzger, Adam Taft
|
12/21/2013 |
02/28/2014
|
677697
|
Powers, Jacob R
|
12/17/2013 |
01/31/2015
|
735648
|
Strange, Joshua
|
12/17/2013 |
07/31/2015
|
564714
|
Claypool, Jamie Lynn
|
12/16/2013 |
06/30/2014
|
526097
|
Marksberry, Susan Marie
|
12/03/2013 |
09/30/2015
|
336685
|
Hermann, Thomas Edward
|
11/14/2013 |
11/30/2013
|
363460
|
Rion, Leslie Snarr
|
11/08/2013 |
11/30/2013
|
382944
|
Isler, Judith A
|
11/07/2013 |
07/31/2015
|
341876
|
King, Steven Lee
|
10/30/2013 |
06/30/2015
|
535013
|
Langley, Jason Garrick
|
10/30/2013 |
12/31/2013
|
370239
|
Kincade, Christopher Lee
|
10/29/2013 |
10/31/2014
|
367703
|
Blackaby, Sandra K
|
10/28/2013 |
12/31/2013
|
321989
|
Jackson, Rick Mercer
|
10/28/2013 |
05/31/2015
|
327287
|
Hill, John Edward
|
10/28/2013 |
07/31/2015
|
386533
|
Kudmani, Sammy
|
10/25/2013 |
03/31/2015
|
769333
|
Stovall, Sabine Kudmani
|
10/25/2013 |
05/31/2014
|
604680
|
Wolfe, Maryann
|
10/16/2013 |
10/31/2014
|
563507
|
Hines, Lauchlin Vernon
|
10/15/2013 |
08/31/2014
|
583565
|
Bryant, Thomas Andrew
|
10/10/2013 |
11/30/2013
|
380794
|
Bunnell, Eric David
|
10/09/2013 |
12/31/2014
|
387136
|
Sprawls, Robert Jon
|
10/05/2013 |
04/30/2014
|
380233
|
Doll, James Patrick
|
09/30/2013 |
04/30/2015
|
615961
|
Roar, Robert Douglas
|
09/26/2013 |
02/28/2015
|
336611
|
Joyner, Mark Edward
|
09/23/2013 |
04/30/2015
|
387550
|
Heister, Kristine Marie
|
09/19/2013 |
09/30/2013
|
587231
|
Walker, Treva Likens
|
09/18/2013 |
11/30/2013
|
700943
|
Borgman, Justin
|
09/11/2013 |
12/31/2013
|
387103
|
Blythe, Cynthia K.
|
09/05/2013 |
09/30/2013
|
312689
|
Crouch, Jodi Lin
|
08/29/2013 |
06/30/2014
|
650721
|
Schlimm, Joseph S
|
08/27/2013 |
06/30/2014
|
374328
|
Robinson, Richard Joseph
|
08/24/2013 |
08/31/2013
|
558075
|
Gibbs, Jacqueline Claire
|
08/15/2013 |
10/31/2013
|
735649
|
Mettling, George Michael
|
08/10/2013 |
01/31/2014
|
378510
|
Swallows, Ralph E
|
08/09/2013 |
08/31/2013
|
500788
|
Green-Delvizis, Teresa Scott
|
06/05/2013 |
09/30/2013
|
524408
|
Cox, Eddie Dewayne
|
04/30/2013 |
04/30/2013
|
366044
|
Arnett, Deborah Elaine
|
04/21/2013 |
08/31/2013
|
615371
|
Bates, Theodore Bright
|
04/04/2013 |
04/30/2013
|
756657
|
Fraley, Brandon Wayne
|
03/26/2013 |
03/31/2013
|
305265
|
Taylor, Walter Marcel
|
06/04/2012 |
06/30/2012
|
561940
|
Phalen, Jeffrey Matson
|
03/07/2012 |
03/31/2012
|
338755
|
Thompson, E Stuart
|
01/25/2012 |
02/29/2012
|
322033
|
Breeze, Patricia M
|
12/12/2011 |
07/31/2013
|
539449
|
Adams, Kelly Caudill
|
12/12/2011 |
05/31/2013
|
594302
|
Woodson, Alan Pierce
|
12/07/2011 |
05/31/2012
|
534580
|
Cooper, Wray Thomas
|
11/20/2011 |
04/30/2013
|
354656
|
Smith, Carl Edwin
|
11/14/2011 |
12/31/2012
|
599521
|
Tyler, Matthew Willis
|
05/19/2011 |
05/31/2011
|
507003
|
Stern, Brent
|
04/04/2011 |
05/31/2012
|
355480
|
Johnson, Tonya Yvette
|
03/31/2011 |
03/31/2011
|
329738
|
Sharp, Shawn Patrick
|
02/01/2011 |
04/30/2011
|
329049
|
Harris, Nicole Zielke
|
11/26/2010 |
07/31/2012
|
393839
|
Dupree, Frederic Lamar
|
11/26/2010 |
12/31/2010
|
302119
|
Kelly, Melissa A
|
11/26/2010 |
08/31/2011
|
369008
|
Ricketts, R. Michael
|
11/26/2010 |
11/30/2011
|
345467
|
Noonan, Richard Michael
|
11/23/2010 |
05/31/2012
|
382428
|
Tierney, Kevin M
|
11/19/2010 |
10/31/2012
|
316392
|
Latimer, Patricia
|
11/16/2010 |
11/30/2011
|
386420
|
Dammert, Michael Doyle
|
11/09/2010 |
01/31/2011
|
389908
|
Conner, William B
|
11/08/2010 |
05/31/2011
|
312689
|
Crouch, Jodi Lin
|
11/06/2010 |
06/30/2012
|
369152
|
Roberson, David Elroy
|
10/25/2010 |
11/30/2011
|
648863
|
McRae, Christopher Ryan
|
10/19/2010 |
01/31/2012
|
393991
|
Gettler, John Francis
|
10/13/2010 |
11/30/2011
|
386274
|
Steele, Linda K
|
08/11/2010 |
08/31/2010
|
346308
|
Lawson, Robin H
|
08/04/2010 |
11/30/2011
|
675041
|
Lucas, Jessica
|
03/31/2010 |
05/31/2010
|
592844
|
Croxton, Marsha A
|
02/05/2010 |
04/30/2010
|
691124
|
Martindale, Codey Allen
|
01/27/2010 |
12/31/2009
|
650291
|
Minton, Mark John
|
12/01/2009 |
02/28/2010
|
351629
|
Meyer, Joyce Ann
|
11/13/2009 |
01/31/2010
|
349446
|
Seale, Robin Pollard
|
09/21/2009 |
09/30/2009
|
342087
|
Middendorf, Dennis Urban
|
09/03/2009 |
10/31/2009
|
321727
|
Hamlin, Virginia G
|
07/01/2009 |
05/31/2011
|
332316
|
Headley, Garrett Lee
|
12/15/2008 |
12/31/2008
|
368480
|
Johnson, Roy Allen
|
11/25/2008 |
06/30/2009
|
387567
|
Stoehr, Shannon C
|
10/24/2008 |
11/30/2008
|
374727
|
Hanson, Mark Stephen
|
12/19/2007 |
09/30/2008
|
373481
|
Petrey, Landmon Calvin
|
12/03/2007 |
06/30/2008
|
598492
|
Clayton, Yvonne B
|
11/28/2007 |
06/30/2008
|
534601
|
Kimes, Kevin Brownlow
|
11/27/2007 |
02/28/2009
|
361753
|
Held, Rhonda Lynn
|
11/27/2007 |
08/31/2009
|
387987
|
Fulton, Baylor Havely
|
11/14/2007 |
10/31/2008
|
388782
|
Jacobs, Gregory Thomas
|
11/07/2007 |
06/30/2008
|
585380
|
Wagner, Stanley Gene
|
11/02/2007 |
02/28/2009
|
362563
|
Witten, Aaron Leigh
|
09/10/2007 |
05/31/2009
|
340123
|
Shartzer, Martha Ruedeen
|
09/07/2007 |
10/31/2008
|
385520
|
Baughman, Tom Rankin
|
08/23/2007 |
03/31/2009
|
626480
|
Gainer, Brian Edward
|
04/30/2007 |
04/30/2007
|
393820
|
Ward, John Hardin
|
11/16/2006 |
06/30/2008
|
309095
|
Hammett, Lawrence William
|
09/06/2006 |
07/31/2008
|
304902
|
Pangburn, Brian Keith
|
06/28/2006 |
06/30/2006
|
593540
|
Maher, Robert John
|
05/31/2006 |
06/30/2006
|
612619
|
Tye, Kimberly F
|
04/18/2006 |
11/30/2007
|
360782
|
Martin, David Parmalee
|
12/25/2005 |
06/30/2006
|
563507
|
Hines, Lauchlin Vernon
|
09/02/2005 |
06/30/2006
|
602784
|
Williamson, Roger Steven
|
08/30/2005 |
06/30/2006
|
549646
|
Gorter, Brent Allen
|
08/03/2005 |
06/30/2006
|
377604
|
Gorter, Thomas J
|
08/03/2005 |
06/30/2006
|
349864
|
Oliver, Gerald William
|
07/14/2005 |
06/30/2006
|