| Course Name : Ethical Issues Facing The Financial Services Ind. |
| DOI ID | Name | Completion Date |
Compliance Date |
| 1041140
|
Edelen, Brian Matthew
|
03/09/2026 |
03/31/2026
|
| 613178
|
Dillon, Thomas Christopher
|
12/15/2025 |
07/31/2026
|
| 540956
|
Hibbard, John Neal
|
10/24/2025 |
12/31/2026
|
| 907519
|
Jones, Tyler
|
09/03/2025 |
09/30/2025
|
| 320596
|
Newton, Michael Wayne
|
08/02/2025 |
05/31/2025
|
| 1193674
|
Rogers, Thomas Nelson
|
07/21/2025 |
09/30/2025
|
| 616082
|
Holland, Bradley D.
|
07/07/2025 |
08/31/2025
|
| 374328
|
Robinson, Richard Joseph
|
06/18/2025 |
08/31/2025
|
| 1039212
|
Bailey, Matthew
|
05/22/2025 |
05/31/2025
|
| 684122
|
Ciurlizza, McKellar Heather
|
05/06/2025 |
12/31/2025
|
| 361204
|
Mingus, Michael Keith
|
04/17/2025 |
06/30/2025
|
| 1257466
|
Frantz, Zachary
|
02/27/2025 |
02/28/2025
|
| 1126380
|
Ramirez Abrego, Megan Leigh
|
01/10/2025 |
01/31/2025
|
| 1065347
|
Cawood, Elizabeth
|
12/19/2024 |
03/31/2025
|
| 367472
|
Van Leeuwen, Mark Dennis
|
11/26/2024 |
10/31/2025
|
| 778954
|
Korte, Brad
|
11/26/2024 |
07/31/2026
|
| 1230620
|
Simpson, Thomas Andrew
|
10/21/2024 |
08/31/2025
|
| 863270
|
Obermann, Stephanie
|
10/11/2024 |
10/31/2025
|
| 1086501
|
Middleton, Amber
|
10/08/2024 |
05/31/2025
|
| 312282
|
Voegeli, Robert Daniel
|
10/07/2024 |
04/30/2025
|
| 711573
|
Ricketts, Christopher McCauley
|
09/11/2024 |
01/31/2026
|
| 559330
|
Harrison, Christina J
|
09/10/2024 |
09/30/2024
|
| 1047735
|
Roper, Kendall
|
09/05/2024 |
04/30/2025
|
| 722582
|
Holland, Wesley Andrew
|
08/26/2024 |
06/30/2024
|
| 565201
|
Wescott, Mary E
|
08/20/2024 |
03/31/2025
|
| 676495
|
Boden, Brent
|
07/19/2024 |
02/29/2024
|
| 873571
|
Parker, Leigh Anne
|
07/01/2024 |
12/31/2025
|
| 635871
|
Edwards, Tara Y
|
05/07/2024 |
10/31/2024
|
| 354435
|
Laventis, Peter George
|
03/04/2024 |
05/31/2024
|
| 917643
|
Riney, Tim
|
02/15/2024 |
08/31/2024
|
| 348345
|
Del Grosso, Nancy
|
01/28/2024 |
04/30/2025
|
| 959857
|
Kolonich, Katherine
|
01/12/2024 |
03/31/2024
|
| 376081
|
Dinn, Samuel David
|
12/18/2023 |
12/31/2023
|
| 810782
|
Mcguffey, Justin Wayne
|
11/15/2023 |
11/30/2023
|
| 1072580
|
Gilbert, Dennis C
|
11/10/2023 |
01/31/2024
|
| 1067231
|
Gulley, Melisa
|
10/31/2023 |
04/30/2025
|
| 519657
|
Holmes, Ronnie Lee
|
10/25/2023 |
10/31/2023
|
| 597968
|
Hoehler, Benjamin Lee
|
10/20/2023 |
12/31/2023
|
| 583565
|
Bryant, Thomas Andrew
|
10/19/2023 |
11/30/2023
|
| 390407
|
Gaughan, Peter James
|
09/19/2023 |
06/30/2023
|
| 1023193
|
Walker, James
|
08/23/2023 |
04/30/2025
|
| 328439
|
Bosley, Cindi Ashley
|
08/10/2023 |
04/30/2024
|
| 557846
|
Anderson, Gary Jo
|
08/08/2023 |
02/29/2024
|
| 1156045
|
Jones, Emily
|
08/03/2023 |
05/31/2023
|
| 744826
|
Cassity, Ashley Travis
|
07/21/2023 |
04/30/2024
|
| 863270
|
Obermann, Stephanie
|
07/03/2023 |
10/31/2023
|
| 320596
|
Newton, Michael Wayne
|
05/18/2023 |
05/31/2023
|
| 909056
|
Nicholson, Ann M
|
03/24/2023 |
02/28/2025
|
| 818180
|
Gaughan, Patrick J
|
03/03/2023 |
04/30/2023
|
| 873571
|
Parker, Leigh Anne
|
03/01/2023 |
12/31/2023
|
| 346269
|
Short, John Wesley
|
01/30/2023 |
04/30/2023
|
| 352117
|
Muss, Scott Andraius
|
01/20/2023 |
03/31/2023
|
| 758071
|
Salomon, Seth Allen
|
01/19/2023 |
05/31/2023
|
| 721258
|
Drake, Shawn Dale
|
11/22/2022 |
01/31/2023
|
| 383284
|
Webb, Dianna Karem
|
11/01/2022 |
11/30/2023
|
| 549416
|
Dressler, Perry
|
09/06/2022 |
10/31/2022
|
| 384153
|
Raible, Ann Michelle
|
09/06/2022 |
09/30/2022
|
| 935259
|
Cherry, Lance Dee
|
08/19/2022 |
05/31/2022
|
| 751016
|
Dodson, Sara Jean
|
02/20/2022 |
02/28/2022
|
| 542926
|
Reed, Todd Wesley
|
02/01/2022 |
03/31/2022
|
| 953533
|
Grimes, Gary C
|
01/25/2022 |
04/30/2022
|
| 576027
|
McDaniel, Timothy Joe
|
01/19/2022 |
07/31/2022
|
| 988900
|
Koth, Rhonda Curran
|
10/08/2021 |
12/31/2021
|
| 367472
|
Van Leeuwen, Mark Dennis
|
09/11/2021 |
10/31/2021
|
| 863270
|
Obermann, Stephanie
|
09/02/2021 |
10/31/2021
|
| 652676
|
Nicholson, James C
|
06/28/2021 |
04/30/2021
|
