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DEPARTMENT OF INSURANCE
Affiliations
Name
Bates IV, David Arthur
DOIID
390677
NAIC NPN
1483777
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Active
Resident
Agent
Health
11/9/1993
6/30/2027
Active
Resident
Agent
Life
11/9/1993
6/30/2027
Active
Resident
Agent
Variable Life and Variable Annuities
5/31/2001
6/30/2027
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
License Renewal Information
Class
Invoice Date
Response Due / Expiration Date
Response Received Date
Payment Received Date
Renewal Complete
Agent
04/15/2025
06/30/2025
05/06/2025
05/06/2025
Yes
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Health
12/31/1997
9/2/2003
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Life
12/31/1997
9/2/2003
Inactive
American General Life Insurance Company
301585
Agent - Health
9/11/2018
1/15/2022
Inactive
American General Life Insurance Company
301585
Agent - Life
9/11/2018
1/15/2022
Inactive
American General Life Insurance Company
301585
Agent - Variable Life and Variable Annuities
9/11/2018
1/15/2022
Inactive
American Investors Life Insurance Company, Inc.
301358
Agent - Life
12/31/1997
12/11/1998
Active
Banner Life Insurance Company
301696
Agent - Life
8/21/2015
Inactive
First Colony Life Insurance Company
301179
Agent - Life
9/9/1998
1/1/2007
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Life
2/11/2016
12/22/2016
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Variable Life and Variable Annuities
2/11/2016
12/22/2016
Inactive
Genworth Life and Annuity Insurance Company
301276
Agent - Life
1/1/2007
4/28/2009
Active
Guardian Insurance & Annuity Company Inc. (The)
301920
Agent - Life
12/18/2017
Active
Guardian Insurance & Annuity Company Inc. (The)
301920
Agent - Variable Life and Variable Annuities
12/18/2017
Inactive
Jackson National Life Insurance Company
300486
Agent - Life
7/24/2013
12/11/2023
Inactive
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
7/24/2013
12/11/2023
Inactive
LifeUSA Insurance Company
300386
Agent - Health
12/31/1997
8/2/2002
Inactive
LifeUSA Insurance Company
300386
Agent - Life
12/31/1997
8/2/2002
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Health
9/18/2019
10/13/2022
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Life
9/18/2019
10/13/2022
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Variable Life and Variable Annuities
9/18/2019
10/13/2022
Active
Minnesota Life Insurance Company
300488
Agent - Health
7/25/2023
Active
Minnesota Life Insurance Company
300488
Agent - Life
7/25/2023
Active
Minnesota Life Insurance Company
300488
Agent - Variable Life and Variable Annuities
7/25/2023
Inactive
Nationwide Life Insurance Company
300495
Agent - Health
4/30/2003
12/18/2024
Inactive
Nationwide Life Insurance Company
300495
Agent - Life
4/30/2003
12/18/2024
Inactive
Nationwide Life Insurance Company
300495
Agent - Variable Life and Variable Annuities
4/30/2003
12/18/2024
Inactive
Pacific Life Insurance Company
301848
Agent - Health
11/21/2011
3/15/2017
Active
Pacific Life Insurance Company
301848
Agent - Life
9/19/2018
Inactive
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
11/21/2011
3/13/2017
Active
Principal National Life Insurance Company
301926
Agent - Health
9/25/2018
Active
Principal National Life Insurance Company
301926
Agent - Life
9/25/2018
Active
Principal National Life Insurance Company
301926
Agent - Variable Life and Variable Annuities
9/25/2018
Inactive
Pruco Life Insurance Company
300954
Agent - Life
2/11/2016
12/23/2024
Inactive
Pruco Life Insurance Company
300954
Agent - Variable Life and Variable Annuities
2/11/2016
12/23/2024
Inactive
Prudential Insurance Company of America
300784
Agent - Life
2/11/2016
11/25/2020
Inactive
Prudential Insurance Company of America
300784
Agent - Variable Life and Variable Annuities
2/11/2016
11/25/2020
Active
RiverSource Life Insurance Company
301952
Agent - Health
10/9/2023
Active
RiverSource Life Insurance Company
301952
Agent - Life
10/9/2023
Active
RiverSource Life Insurance Company
301952
Agent - Variable Life and Variable Annuities
10/9/2023
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
1/2/2014
12/24/2015
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
1/2/2014
12/24/2015
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Variable Life and Variable Annuities
1/2/2014
12/24/2015
Designated to act on behalf of the following Business Entities
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Active
Ameriprise Financial Services, LLC
398326
Agent - Life
1/28/2002
Active
Ameriprise Financial Services, LLC
398326
Agent - Health
1/28/2002
Active
Ameriprise Financial Services, LLC
398326
Agent - Variable Life and Variable Annuities
1/28/2002
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