| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| EthicalIssuesInTheFinancialServicesIndustry,2ndEdi - C26760 | Ethics | RegEd, Inc. | 4/20/2026 | Correspondence | 3 | 4/30/2026 |
| The Psychology of Financial Planning - C23706 | Life and Health | RegEd, Inc. | 4/15/2026 | Correspondence | 5 | 4/30/2026 |
| Retirement Solutions - C06993 | Life | RegEd, Inc. | 4/7/2026 | Correspondence | 4 | 4/30/2026 |
| Helping Individuals Save for Retirement - C07158 | Life | RegEd, Inc. | 4/2/2026 | Correspondence | 3 | 4/30/2026 |
| Diversification: A Strategy for Asset Pro & Growth - C54635 | Life / Variable | RegEd, Inc. | 3/31/2026 | Correspondence | 4 | 4/30/2026 |
| Critical Decisions For Retirement Planning - C25909 | Life and Health | WebCE, Inc | 7/23/2025 | Correspondence | 5 | 4/30/2026 |
| Recommending Annuities Under The NAIC Best Interes - C23811 | Annuity Suitability | RegEd, Inc. | 5/6/2025 | Correspondence | 5 | 4/30/2026 |
| Annuity Suitability&Best Interest Standard:4HrsTr - C20649 | Annuity Suitability | Kaplan | 3/17/2025 | Correspondence | 4 | 4/30/2026 |