DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Westphal, Jim Howard	DOIID	320508	NAIC NPN	2759904

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 8/31/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
8/31/2027	0	No	0	Yes	0	0	N/A	0	0	0	No
8/31/2025	0	No	4	Yes	4	18	N/A	0	4	22	No
8/31/2023	4	Yes	0	Yes	12	16	N/A	0	12	28	Yes
8/31/2021	3	Yes	32	Yes	12	35	N/A	0	12	47	Yes
8/31/2019	3	Yes	25	Yes	12	19	N/A	9	12	40	Yes
8/31/2017	3	Yes	26	Yes	12	20	N/A	9	12	41	Yes
8/31/2015	4	Yes	32	Yes	12	36	N/A	0	12	48	Yes
8/31/2013	4	Yes	26	Yes	12	30	N/A	0	12	42	Yes
8/31/2011	3	Yes	40	Yes	12	40	N/A	3	12	55	Yes
8/31/2009	3	Yes	41	Yes	12	41	N/A	3	12	56	Yes
6/30/2006	5	Yes	20	Yes	12	22	Yes	3	12	37	Yes
6/30/2004	3	Yes	84	Yes	9	84	Yes	3	9	96	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
UnderstandingLiquorLiabilityExposures&Coverages-Cl - C26823	Property and Casualty	Illinois Casualty Company	12/4/2024	Classroom	4	8/31/2025
Position for Success (CPIA1) Webinar - C24508	General Insurance Principles	American Ins. Mktg.and Sales Society (AIMS previously CPIA)	12/3/2024	Classroom	7	8/31/2025
An E&O Loss Control Program For All Agencies-Clas - C25566	General Insurance Principles	American Ins. Mktg.and Sales Society (AIMS previously CPIA)	5/23/2024	Classroom	7	8/31/2025
Decision Risk&Coverages for Executive Risk-Webinar - C12086	General Insurance Principles	National Alliance, The	10/27/2022	Classroom	4	8/31/2023
Certificates of Insurance & Additional Insureds - C23386	General Insurance Principles	National Alliance, The	10/27/2022	Classroom	4	8/31/2023
Doing the Right Thing:Ethics for Ins Pro (Webinar) - C80551	Ethics	National Alliance, The	10/27/2022	Classroom	4	8/31/2023
Cyber Risk-Exposures&Products- Webinar - C12099	General Insurance Principles	National Alliance, The	10/27/2022	Classroom	4	8/31/2023
CIC- COMMERCIAL CASUALTY (CLASSROOM/WEBINAR) - C15770	Property and Casualty	National Alliance, The	8/19/2021	Classroom	16	8/31/2021
Ethics and Insurance - C94060	Ethics	Paul Davis Restoration/Signature Professionals	7/22/2021	Classroom	3	8/31/2021
CIC-Personal Lines (Classroom/Webinar) - C15435	Life, Health, Property & Casualty	National Alliance, The	3/13/2020	Classroom	16	8/31/2021