DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Whitcomb, Steven J	DOIID	328054	NAIC NPN	2093679

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
2/28/2027	0	No	0	Yes	0	0	N/A	0	0	0	0	No
2/28/2025	5	Yes	10	Yes	0	0	N/A	9	15	9	24	Yes
2/28/2023	3	Yes	14	Yes	12	0	N/A	0	21	12	33	Yes
2/28/2021	3	Yes	40	Yes	12	36	N/A	0	7	12	55	Yes
2/28/2019	3	Yes	77	Yes	12	72	N/A	0	8	12	92	Yes
2/28/2017	3	Yes	36	Yes	0	36	N/A	0	3	0	39	Yes
2/28/2015	3	Yes	20	Yes	0	0	N/A	1	23	1	24	Yes
2/28/2013	5	Yes	19	Yes	0	0	N/A	1	24	1	25	Yes
2/28/2011	6	Yes	18	Yes	0	0	N/A	1	24	1	25	Yes
2/28/2009	3	Yes	22	Yes	0	12	N/A	0	13	0	25	Yes
6/30/2006	10	Yes	10	Yes	4	10	Yes	0	10	4	24	Yes
6/30/2004	2	Yes	22	Yes	4	24	Yes	0	0	4	28	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Annuity Suitability&Best Interest Standard:4HrsTr - C20649	Annuity Suitability	Kaplan	1/6/2025	Correspondence	4	2/28/2025
Ethics at Work, 2nd Edition - C15440	Ethics	Kaplan	1/6/2025	Correspondence	3	2/28/2025
FinancialExploitationofSr''s:WhyInsAgentsShouldCare - C80105	Ethics	Kaplan	1/6/2025	Correspondence	2	2/28/2025
Annuity Essentials and FINRA Rule 2330,2nd Ed - C26900	Life and Health	Kaplan	7/13/2024	Correspondence	3	2/28/2025
KnowYourCustomerAndVariableAnnuities(FINRA2330)2nd - C25493	Annuities and Securities	Kaplan	7/15/2023	Correspondence	3	2/28/2025
Distribution Plng Required Distributions 3rd ed - C24930	Life and Health	Kaplan	2/25/2023	Correspondence	2	2/28/2023
Anti-Money Laundering Laws&Practices,2nd Edition - C80235	General Insurance Principles	Kaplan	2/25/2023	Correspondence	4	2/28/2023
Investing Retirement Assets, 4th Edition - C16843	Life and Health	Kaplan	2/25/2023	Correspondence	3	2/28/2023
Introduction to Trusts: Case Studies, 3RD Edition - C93490	Life and Health	Kaplan	1/29/2023	Correspondence	4	2/28/2023
Ethics at Work, 2nd Edition - C15440	Ethics	Kaplan	1/28/2023	Correspondence	3	2/28/2023
Financial Exploitation of Seniors&FINRA Rule2330 - C23235	Life and Health	Kaplan	9/28/2022	Correspondence	3	2/28/2023
Understanding AnnuityBestInt Obligations&FINRA2330 - C13283	Life and Health	Kaplan	12/11/2021	Correspondence	2	2/28/2023