| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Individual Retirement Accounts - C44952 | Life and Health | WebCE, Inc | 9/24/2025 | Correspondence | 6 | 9/30/2025 |
| Mutual Funds - C61327 | Life / Variable | WebCE, Inc | 9/24/2025 | Correspondence | 4 | 9/30/2025 |
| Ethics and Seniors:Understanding the Mature Market - C13648 | Ethics | WebCE, Inc | 9/18/2025 | Correspondence | 3 | 9/30/2025 |
| Senior Market Sales Ethics - C54136 | Ethics | WebCE, Inc | 9/28/2024 | Correspondence | 4 | 9/30/2025 |
| Maximizing Integrity/Ethics Decisions with Seniors - C61760 | Ethics | WebCE, Inc | 9/27/2024 | Correspondence | 6 | 9/30/2025 |
| Financial Planning and Ethics (Ethic Section) - C94292 | Ethics | Sigco, Inc. dba Pohs Institute | 7/13/2022 | Correspondence | 6 | 9/30/2023 |
| Financial Planning and Ethics - C94294 | Life and Health | Sigco, Inc. dba Pohs Institute | 7/13/2022 | Correspondence | 18 | 9/30/2023 |
| Recommending Annuties Under the New NAIC Best Inst - C23810 | Annuity Suitability | RegEd, Inc. | 6/30/2022 | Correspondence | 1 | 9/30/2023 |