DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Brock, Steven E	DOIID	355581	NAIC NPN	7193931

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
3/31/2029	0	No	0	Yes	0	N/A	1	0	1	1	No
3/31/2027	3	Yes	21	Yes	0	N/A	1	24	1	25	Yes
3/31/2025	5	Yes	20	Yes	0	N/A	0	25	0	25	Yes
3/31/2023	3	Yes	18	Yes	0	N/A	3	21	3	24	Yes
3/31/2021	5	Yes	22	Yes	3	N/A	0	24	0	27	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
LIFE INS POLICY COMPARISON & UNDERWRITING 3RD ED - C15802	Life	Kaplan	3/31/2026	Correspondence	10	3/31/2027
LTC Coverage Combined With Annuities & Life Ins.3E - C26986	Health	Kaplan	3/31/2026	Correspondence	5	3/31/2027
Introduction to Trusts: Case Studies, 3RD Edition - C93490	Life and Health	Kaplan	3/30/2026	Correspondence	4	3/31/2027
Ethics at Work, 2nd Edition - C15440	Ethics	Kaplan	3/30/2026	Correspondence	3	3/31/2027
Suitability for Traditional Life and UL Ins,2nd Ed - C93362	Life	Kaplan	3/30/2026	Correspondence	2	3/31/2027
FINANCIAL PLANNING PROCESS, 10 EDITION - C18468	Life and Health	Kaplan	3/31/2025	Correspondence	20	3/31/2025
Ethics at Work, 2nd Edition - C15440	Ethics	Kaplan	3/29/2025	Correspondence	3	3/31/2025
FinancialExploitationofSr''s:WhyInsAgentsShouldCare - C80105	Ethics	Kaplan	3/28/2025	Correspondence	2	3/31/2025
Annuities for Today's Investor - C61843	Life	Kaplan	4/2/2023	Correspondence	5	3/31/2023
TAXATION OF LIFE INS. AND AN N.,2ND ED. - C78890	Life and Health	Kaplan	3/31/2023	Correspondence	3	3/31/2023
ILITs and Estate Planning 3rd Edition - C20135	Life and Health	Kaplan	3/31/2023	Correspondence	2	3/31/2023
Ethical Insurance Producer 2nd Edition - C24620	Ethics	Kaplan	3/30/2023	Correspondence	3	3/31/2023
Anti-Money Laundering Training Ins. Professionals - C10186	Life and Health	Kaplan	1/13/2023	Correspondence	2	3/31/2023
Recommending Annuities Under The NAIC Best Interes - C23811	Annuity Suitability	RegEd, Inc.	8/29/2022	Correspondence	5	3/31/2023
Recommending Annuties Under the New NAIC Best Inst - C23810	Annuity Suitability	RegEd, Inc.	8/4/2022	Correspondence	1	3/31/2023