| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Retirement Planning Strategies - C61763 | Life | WebCE, Inc | 4/24/2026 | Correspondence | 8 | 4/30/2026 |
| Critical Decisions For Retirement Planning - C25909 | Life and Health | WebCE, Inc | 4/24/2026 | Correspondence | 5 | 4/30/2026 |
| Ethics and Seniors:Understanding the Mature Market - C13648 | Ethics | WebCE, Inc | 4/23/2026 | Correspondence | 3 | 4/30/2026 |
| IRA Rollovers - C34636 | Life and Health | WebCE, Inc | 4/21/2026 | Correspondence | 6 | 4/30/2026 |
| Inherited IRAs and Beneficiary Designations - C24582 | Life and Health | WebCE, Inc | 4/20/2026 | Correspondence | 4 | 4/30/2026 |
| SuitabilityOfAnnuityTransactions-RecommendationToM - C26863 | Life and Health | RegEd, Inc. | 10/30/2024 | Correspondence | 3 | 4/30/2026 |
| Ethics,4th Ed - C20632 | Ethics | Kaplan | 12/28/2023 | Correspondence | 3 | 4/30/2024 |
| Understanding IRA''s, 5th Edition - C14397 | Life | Kaplan | 11/29/2023 | Correspondence | 6 | 4/30/2024 |
| Investing Retirement Assets, 4th Edition - C16843 | Life and Health | Kaplan | 11/2/2023 | Correspondence | 3 | 4/30/2024 |
| Section 529 Plans, 3rd Ed. - C94515 | Life | Kaplan | 11/1/2023 | Correspondence | 3 | 4/30/2024 |
| Understanding Wills & Intestacy, 2nd Ed - C44781 | Life and Health | Kaplan | 10/31/2023 | Correspondence | 3 | 4/30/2024 |
| Distribution Plng Required Distributions 3rd ed - C24930 | Life and Health | Kaplan | 9/26/2023 | Correspondence | 2 | 4/30/2024 |
| Problematic Beneficiary Designations, 3rd Ed - C21038 | Life and Health | Kaplan | 9/26/2023 | Correspondence | 4 | 4/30/2024 |
| Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 4/26/2022 | Correspondence | 3 | 4/30/2022 |
| Retirement Income Strategies 3rd Edition - C16246 | Life | Kaplan | 4/22/2022 | Correspondence | 2 | 4/30/2022 |
| Section 529 Plans, 3rd Ed. - C94515 | Life | Kaplan | 4/21/2022 | Correspondence | 3 | 4/30/2022 |
| 2020 UK Income Tax Seminar - C24040 | General Insurance Principles | University of Kentucky Ag Economics | 12/11/2020 | Classroom | 13 | 4/30/2022 |