| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| EthicalIssuesInTheFinancialServicesIndustry,2ndEdi - C26760 | Ethics | RegEd, Inc. | 9/10/2026 | Correspondence | 3 | 9/30/2026 |
| Contemporary Insurance Topics - C06203 | Life, Health, Property & Casualty | Affordable-Success-FirstChoice-ClienTell CE | 7/25/2025 | Correspondence | 12 | 9/30/2026 |
| Financial Planning and Ethics (Ethic Section) - C94292 | Ethics | Sigco, Inc. dba Pohs Institute | 8/23/2024 | Correspondence | 6 | 9/30/2024 |
| Financial Planning and Ethics - C94294 | Life and Health | Sigco, Inc. dba Pohs Institute | 8/23/2024 | Correspondence | 18 | 9/30/2024 |
| Overview of Retirement Planning - C99696 | Life | RegEd, Inc. | 8/18/2023 | Correspondence | 4 | 9/30/2024 |
| Retirement Planning For Women - C94559 | Life and Health | RegEd, Inc. | 8/11/2023 | Correspondence | 5 | 9/30/2024 |
| Working With and Protecting Older Clients, 2nd ED. - C19246 | Ethics | RegEd, Inc. | 8/4/2023 | Correspondence | 3 | 9/30/2024 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 4/7/2021 | Correspondence | 18 | 9/30/2022 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 4/7/2021 | Correspondence | 6 | 9/30/2022 |