DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Dalton, Erick Timothy	DOIID	512580	NAIC NPN	3750627

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2027	0	No	0	Yes	0	0	N/A	0	0	0	0	No
10/31/2025	3	Yes	10	Yes	0	0	N/A	5	13	5	18	No
10/31/2023	3	Yes	20	Yes	0	0	N/A	6	23	6	29	Yes
10/31/2021	3	Yes	22	Yes	0	0	N/A	5	25	5	30	Yes
10/31/2019	6	Yes	22	Yes	0	0	N/A	1	28	1	29	Yes
10/31/2017	5	Yes	8	Yes	0	0	N/A	12	13	12	25	Yes
10/31/2015	5	Yes	20	Yes	0	0	N/A	11	25	11	36	Yes
10/31/2013	5	Yes	24	Yes	0	0	N/A	6	29	6	35	Yes
10/31/2011	4	Yes	20	Yes	0	4	N/A	6	20	6	30	Yes
10/31/2009	10	Yes	10	Yes	4	0	N/A	6	20	10	30	Yes
6/30/2006	9	Yes	6	Yes	12	4	Yes	0	18	12	34	Yes
6/30/2004	4	Yes	36	Yes	12	40	Yes	0	0	12	52	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Avoiding Penalties on Annuity Withdrawals - C25889	Life and Health	WebCE, Inc	10/30/2025	Correspondence	2	10/31/2025
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	10/14/2025	Correspondence	3	10/31/2025
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	10/24/2024	Correspondence	4	10/31/2025
Annuity Suitability and Best Interest Standards - C20776	Annuity Suitability	WebCE, Inc	11/7/2023	Correspondence	4	10/31/2025
Elder Financial Abuse - C94813	Life and Health	WebCE, Inc	11/3/2023	Correspondence	1	10/31/2023
Long Term Care 4-Hour Training - C02813	Long Term Care Partnership Act	WebCE, Inc	11/3/2023	Correspondence	4	10/31/2023
Estate Planning Concepts 13th Ed - C11611	Life and Health	Kaplan	11/2/2023	Correspondence	14	10/31/2023
Ethics,4th Ed - C20632	Ethics	Kaplan	10/23/2023	Correspondence	3	10/31/2023
Annuity Suitability&Best Interest Standard:1HrTrai - C20651	Annuity Suitability	Kaplan	6/29/2022	Correspondence	1	10/31/2023
4-Hour Annuity Training Course - C95891	Annuity Suitability	WebCE, Inc	10/31/2021	Correspondence	4	10/31/2021
Annuity Suitblty:4hr Training Course 2ED - C39107	Annuity Suitability	Kaplan	10/31/2021	Correspondence	4	10/31/2021
Anti Money Laundering:Suspicious Activities & SARs - C94047	Life and Health	Kaplan	10/31/2021	Correspondence	1	10/31/2021
Anti-Money Laundering Laws & Practices - C03557	Life and Health	Kaplan	10/30/2021	Correspondence	4	10/31/2021
Ethics for the Insurance Professional 4th Edition - C99134	Ethics	Kaplan	10/27/2021	Correspondence	3	10/31/2021
Long-Term Care Suitability 3rd ed - C20171	Life and Health	Kaplan	10/27/2021	Correspondence	5	10/31/2021
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	3/19/2020	Correspondence	4	10/31/2021