| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Planning Principles & Processes - C00804 | Life | RegEd, Inc. | 5/31/2011 | Correspondence | 9 | 5/31/2011 |
| Buy/Sell Agreements - C53457 | Life / Variable | RegEd, Inc. | 5/31/2011 | Correspondence | 2 | 5/31/2011 |
| Diversification: A Strategy for Asset Pro & Growth - C54635 | Life / Variable | RegEd, Inc. | 5/31/2011 | Correspondence | 4 | 5/31/2011 |
| Brokered Certificates of Deposit - C37876 | Life / Variable | RegEd, Inc. | 5/31/2011 | Correspondence | 2 | 5/31/2011 |
| Ethical Issues in the Financial Services Industry - C67521 | Ethics | RegEd, Inc. | 5/31/2011 | Correspondence | 5 | 5/31/2011 |
| Insured Buy/Sell and Business Valuation - C53484 | Life and Health | RegEd, Inc. | 5/31/2011 | Correspondence | 4 | 5/31/2011 |
| Understanding Variable Annuities:Functions,Benefit - C63203 | Life / Variable | RegEd, Inc. | 5/2/2011 | Correspondence | 4 | 5/31/2011 |
| Insider Trading - C53483 | General Insurance Principles | RegEd, Inc. | 10/29/2009 | Correspondence | 2 | 5/31/2011 |
| Customer Communications III - C55112 | Life / Variable | RegEd, Inc. | 10/29/2009 | Correspondence | 3 | 5/31/2011 |
| Fixed and Variable Life Insurance - C25676 | Life and Health | RegEd, Inc. | 5/29/2009 | Correspondence | 4 | 5/31/2009 |
| Principles of Asset Allocation - C34326 | Life and Health | RegEd, Inc. | 5/29/2009 | Correspondence | 3 | 5/31/2009 |
| Replacements, 1035 Exchanges, & Mut Fund Switches - C37680 | Life | RegEd, Inc. | 5/29/2009 | Correspondence | 3 | 5/31/2009 |
| Variable Annuities and Their Suitability - C37227 | Life | RegEd, Inc. | 5/29/2009 | Correspondence | 3 | 5/31/2009 |
| Ethic Paradox: When Taking 2nd Place Means You Win - C61660 | Ethics | RegEd, Inc. | 5/28/2009 | Correspondence | 2 | 5/31/2009 |
| Ins Ethics: Walking a Sometimes Invisible Line - C63267 | Ethics | RegEd, Inc. | 5/19/2009 | Correspondence | 4 | 5/31/2009 |
| Understanding Variable Annuities:Functions,Benefit - C63203 | Life / Variable | RegEd, Inc. | 5/16/2009 | Correspondence | 4 | 5/31/2009 |