| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 4/16/2024 | Correspondence | 3 | 4/30/2024 |
| Principles Of Retirement Planning 7th EDition - C19268 | Life and Health | Kaplan | 4/16/2024 | Correspondence | 15 | 4/30/2024 |
| KnowYourCustomerAndVariableAnnuities(FINRA2330)2nd - C25493 | Annuities and Securities | Kaplan | 6/27/2023 | Correspondence | 3 | 4/30/2024 |
| Financial Exploitation of Seniors&FINRA Rule2330 - C23235 | Life and Health | Kaplan | 9/27/2022 | Correspondence | 3 | 4/30/2024 |
| Problematic Beneficiary Designations, 3rd Ed - C21038 | Life and Health | Kaplan | 3/24/2022 | Correspondence | 4 | 4/30/2022 |
| Principles Of Retirement Planning 7th EDition - C19268 | Life and Health | Kaplan | 3/23/2022 | Correspondence | 15 | 4/30/2022 |
| Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 3/15/2022 | Correspondence | 3 | 4/30/2022 |
| Understanding AnnuityBestInt Obligations&FINRA2330 - C13283 | Life and Health | Kaplan | 11/10/2021 | Correspondence | 2 | 4/30/2022 |