| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Overview of Retirement Planning - C99696 | Life | RegEd, Inc. | 10/12/2025 | Correspondence | 4 | 11/30/2025 |
| Overview of Insurance Investment Vehicles - C98108 | Life and Health | RegEd, Inc. | 10/9/2025 | Correspondence | 5 | 11/30/2025 |
| Suitability & Insurable Needs of Senior Investors - C97803 | Annuity Suitability | RegEd, Inc. | 10/7/2025 | Correspondence | 5 | 11/30/2025 |
| Diversification: A Strategy for Asset Pro & Growth - C54635 | Life / Variable | RegEd, Inc. | 10/6/2025 | Correspondence | 4 | 11/30/2025 |
| Annuities In Your Client''s Portfolio - C76993 | Life / Variable | RegEd, Inc. | 10/5/2025 | Correspondence | 3 | 11/30/2025 |
| Ethics for Insurance Professionals - C97871 | Ethics | RegEd, Inc. | 10/4/2025 | Correspondence | 3 | 11/30/2025 |
| Suitability for Traditional Life and UL Ins,2nd Ed - C93362 | Life | Kaplan | 10/5/2023 | Correspondence | 2 | 11/30/2023 |
| Investing Retirement Assets, 4th Edition - C16843 | Life and Health | Kaplan | 10/5/2023 | Correspondence | 3 | 11/30/2023 |
| Annuities for Today's Investor - C61843 | Life | Kaplan | 10/4/2023 | Correspondence | 5 | 11/30/2023 |
| Business Cont. Training Crs. 3rd Ed. - C09482 | Life and Health | Kaplan | 10/3/2023 | Correspondence | 8 | 11/30/2023 |
| Financial Exploitation of Seniors&FINRA Rule2330 - C23235 | Life and Health | Kaplan | 10/3/2023 | Correspondence | 3 | 11/30/2023 |
| Ethics,4th Ed - C20632 | Ethics | Kaplan | 10/3/2023 | Correspondence | 3 | 11/30/2023 |
| Annuity Suitability&Best Interest Standard:1HrTrai - C20651 | Annuity Suitability | Kaplan | 6/3/2022 | Correspondence | 1 | 11/30/2023 |
| Know Your Customer & Variable Annuities FINRA2330 - C94749 | Life | Kaplan | 10/24/2021 | Correspondence | 3 | 11/30/2021 |
| Annuity Suitblty:4hr Training Course 2ED - C39107 | Annuity Suitability | Kaplan | 10/24/2021 | Correspondence | 4 | 11/30/2021 |
| Investing Retirement Assets, 4th Edition - C16843 | Life and Health | Kaplan | 10/24/2021 | Correspondence | 3 | 11/30/2021 |
| Suitability for Traditional Life and UL Ins,2nd Ed - C93362 | Life | Kaplan | 10/23/2021 | Correspondence | 2 | 11/30/2021 |
| Ethical Practices - C61788 | Ethics | Kaplan | 10/17/2021 | Correspondence | 12 | 11/30/2021 |