Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
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Ethics,4th Ed - C20632 | Ethics | Kaplan | 6/13/2025 | Correspondence | 3 | 6/30/2025 |
Estate Planning Concepts 13th Ed - C11611 | Life and Health | Kaplan | 6/13/2025 | Correspondence | 14 | 6/30/2025 |
UNDERSTANDING ANNUITIES SALES OBLIGATIONS AND FINRA 2330 2ND EDITION - C100815 | Life | Kaplan | 6/13/2025 | Correspondence | 2 | 6/30/2025 |
Annuity Essentials and FINRA Rule 2330,2nd Ed - C26900 | Life and Health | Kaplan | 8/15/2024 | Correspondence | 3 | 6/30/2025 |
KnowYourCustomerAndVariableAnnuities(FINRA2330)2nd - C25493 | Annuities and Securities | Kaplan | 7/14/2023 | Correspondence | 3 | 6/30/2025 |
Principles Of Retirement Planning 7th EDition - C19268 | Life and Health | Kaplan | 6/14/2023 | Correspondence | 15 | 6/30/2023 |
Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 6/1/2023 | Correspondence | 3 | 6/30/2023 |
Financial Exploitation of Seniors&FINRA Rule2330 - C23235 | Life and Health | Kaplan | 10/28/2022 | Correspondence | 3 | 6/30/2023 |
Understanding AnnuityBestInt Obligations&FINRA2330 - C13283 | Life and Health | Kaplan | 12/2/2021 | Correspondence | 2 | 6/30/2023 |