| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| 401(k) Plans, 6th Edition - C79099 | Life | Kaplan | 8/28/2025 | Correspondence | 5 | 8/31/2025 |
| Annuities for Today's Investor - C61843 | Life | Kaplan | 8/28/2025 | Correspondence | 5 | 8/31/2025 |
| Introduction To Life Insurance,3rd Edition - C26513 | Life and Health | Kaplan | 8/28/2025 | Correspondence | 5 | 8/31/2025 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 8/28/2025 | Correspondence | 3 | 8/31/2025 |
| FinancialExploitationofSr''s:WhyInsAgentsShouldCare - C80105 | Ethics | Kaplan | 8/27/2025 | Correspondence | 2 | 8/31/2025 |
| Wells Fargo Annunity Best Interest 4-hour Training - C20644 | Annuity Suitability | Kaplan | 6/16/2025 | Correspondence | 4 | 8/31/2025 |
| Annuities In Your Client''s Portfolio - C76993 | Life / Variable | RegEd, Inc. | 9/15/2023 | Correspondence | 3 | 8/31/2023 |
| Serving Two Masters in the "Best Interest Age"NAIC - C23949 | Annuity Suitability | RegEd, Inc. | 9/15/2023 | Correspondence | 2 | 8/31/2023 |
| Suit-AnnuityTrans Under BestInt Standard 2ndEd - C12334 | Annuity Suitability | RegEd, Inc. | 8/31/2023 | Correspondence | 4 | 8/31/2023 |
| Working With and Protecting Older Clients, 2nd ED. - C19246 | Ethics | RegEd, Inc. | 8/31/2023 | Correspondence | 3 | 8/31/2023 |
| Financial Planning Principles & Processes - C00804 | Life | RegEd, Inc. | 8/31/2023 | Correspondence | 9 | 8/31/2023 |
| Annuity Transactions: Ensuring Suitability 2nd Ed - C10555 | Annuities and Securities | RegEd, Inc. | 8/31/2023 | Correspondence | 3 | 8/31/2023 |