DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Gillham, Nicholas Brett	DOIID	890958	NAIC NPN	17713081

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
12/31/2026	0	No	0	Yes	0	N/A	0	0	0	0	No
12/31/2024	6	Yes	0	Yes	0	N/A	8	6	8	14	No
12/31/2022	3	Yes	17	Yes	0	N/A	12	20	12	32	Yes
12/31/2020	3	Yes	28	Yes	1	N/A	12	30	12	43	Yes
12/31/2018	3	Yes	33	Yes	0	N/A	1	36	1	37	Yes
12/31/2016	4	Yes	21	Yes	0	N/A	0	25	0	25	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Ethics for the Financial Service Professionals - C93461	Ethics	Quest Continuing Education Solutions	11/1/2023	Correspondence	3	12/31/2024
Ethical Standards for Producers - C08627	Ethics	Quest Continuing Education Solutions	11/1/2023	Correspondence	3	12/31/2024
Annuity Suitability and Best Interest Standards - C20776	Annuity Suitability	WebCE, Inc	12/14/2022	Correspondence	4	12/31/2022
Estate Planning Techn. for Small Business Owners - C22955	Life	WebCE, Inc	12/14/2022	Correspondence	5	12/31/2022
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	12/14/2022	Correspondence	4	12/31/2022
Inherited IRAs and Beneficiary Designations - C24582	Life and Health	WebCE, Inc	12/13/2022	Correspondence	4	12/31/2022
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	11/17/2022	Correspondence	3	12/31/2022
401(k) Plans - C20530	Life	WebCE, Inc	12/31/2020	Correspondence	5	12/31/2020
Health Savings Accounts - C07599	Life and Health	WebCE, Inc	12/30/2020	Correspondence	3	12/31/2020
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	12/30/2020	Correspondence	3	12/31/2020
Personal Life Insurance Planning - C65864	Life	WebCE, Inc	12/30/2020	Correspondence	3	12/31/2020
Retirement Plans for Small Businesses - C36470	Life and Health	Broker Educational Sales and Training	3/19/2019	Correspondence	12	12/31/2020
Small Business Retirements Plans - C13459	Life and Health	Broker Educational Sales and Training	3/19/2019	Classroom	1	12/31/2020
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	2/4/2019	Correspondence	4	12/31/2020