DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Cox, Paul Mike	DOIID	971159	NAIC NPN	1002903

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
12/31/2027	0	No	0	Yes	N/A	0	0	0	0	No
12/31/2025	0	No	3	Yes	N/A	1	3	1	4	No
12/31/2023	5	Yes	15	Yes	N/A	3	22	3	25	Yes
12/31/2021	6	Yes	16	Yes	N/A	5	22	5	27	Yes
12/31/2019	10	Yes	19	Yes	N/A	0	29	0	29	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Annuity Essentials and FINRA Rule 2330,2nd Ed - C26900	Life and Health	Kaplan	8/2/2024	Correspondence	3	12/31/2025
Anti-Money Laundering Training Ins. Professionals - C10186	Life and Health	Kaplan	12/9/2023	Correspondence	2	12/31/2023
FinancialExploitationofSr''s:WhyInsAgentsShouldCare - C80105	Ethics	Kaplan	12/6/2023	Correspondence	2	12/31/2023
AML:Threats, Vulnerabilities, and Strategies - C27554	General Insurance Principles	Kaplan	12/3/2023	Correspondence	2	12/31/2023
Health Savings Accounts, 3rd Ed - C11314	Life and Health	Kaplan	12/1/2023	Correspondence	4	12/31/2023
Ethical Insurance Producer 2nd Edition - C24620	Ethics	Kaplan	11/21/2023	Correspondence	3	12/31/2023
Equity-Indexed Annuities, 3rd Edition - C33463	Life / Variable	Kaplan	11/21/2023	Correspondence	3	12/31/2023
KnowYourCustomerAndVariableAnnuities(FINRA2330)2nd - C25493	Annuities and Securities	Kaplan	8/8/2023	Correspondence	3	12/31/2023
Financial Exploitation of Seniors&FINRA Rule2330 - C23235	Life and Health	Kaplan	10/6/2022	Correspondence	3	12/31/2023
Introduction to Life Insurance - C61769	Life and Health	Kaplan	12/13/2021	Correspondence	6	12/31/2021
Anti-Money Laundering Laws & Practices - C03557	Life and Health	Kaplan	11/15/2021	Correspondence	4	12/31/2021
Annuity Fundamentals and Applying FINRA Rule 2330 - C18644	Life and Health	Kaplan	11/8/2021	Correspondence	4	12/31/2021
Finan. Exploit of Seniors:Why Ins Agents Should... - C93540	Ethics	Kaplan	9/20/2021	Correspondence	3	12/31/2021
Annuity Essentials and FINRA Rule 2330 - C22466	Life	Kaplan	3/12/2021	Correspondence	2	12/31/2021
Working With and Protecting Older Clients, 2nd ED. - C19246	Ethics	RegEd, Inc.	9/29/2020	Correspondence	3	12/31/2021