DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Jones, Brock	DOIID	983553	NAIC NPN	18690981

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 4/30/2027

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
4/30/2027	0	No	0	Yes	0	0	N/A	0	0	0	0	No
4/30/2025	3	Yes	9	Yes	12	0	N/A	0	12	12	24	Yes
4/30/2023	3	Yes	50	Yes	0	28	N/A	0	25	0	53	Yes
4/30/2021	3	Yes	16	Yes	0	0	N/A	5	19	5	24	Yes
4/30/2019	3	Yes	26	Yes	0	0	N/A	0	29	0	29	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
401 (K)s and Qualified Plans - C15800	Life	Quest Continuing Education Solutions	4/30/2025	Correspondence	4	4/30/2025
4 Hr Annuity Best Interest Training Course - C20758	Annuity Suitability	Quest Continuing Education Solutions	4/30/2025	Correspondence	4	4/30/2025
Anti-Money Laundering for Agents and Representativ - C37190	Life	Quest Continuing Education Solutions	4/30/2025	Correspondence	1	4/30/2025
Ethics for the Financial Service Professionals - C93461	Ethics	Quest Continuing Education Solutions	4/30/2025	Correspondence	3	4/30/2025
Annuity Suitability and Best Interest Standards - C20776	Annuity Suitability	WebCE, Inc	4/14/2023	Correspondence	4	4/30/2023
401(k) Plans - C20530	Life	WebCE, Inc	4/11/2023	Correspondence	5	4/30/2023
HS 300 Financial Planning: Process and Environmen - C58003	Life	American College, The	12/6/2022	Classroom	28	4/30/2023
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	7/19/2022	Correspondence	3	4/30/2023
The NAIC''s Best Interest Standard for Annuity Tran - C22636	Annuity Suitability	WebCE, Inc	6/16/2022	Correspondence	1	4/30/2023
Kentucky LTC Programs Policies & Partnerships - C02336	Long Term Care Partnership Act	WebCE, Inc	8/11/2021	Correspondence	8	4/30/2023
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	8/9/2021	Correspondence	4	4/30/2023