| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date | 
|---|
| The Advisor''s Guide to 401(k) Plans - C68256 | Annuities and Securities | Broker Educational Sales and Training | 4/29/2024 | Correspondence | 12 | 2/28/2026 | 
| Ethical Practice Standards for Today''s Producer - C02695 | Ethics | WebCE, Inc | 2/27/2024 | Correspondence | 4 | 2/29/2024 | 
| Principles of Wealth Management - C43825 | Life | WebCE, Inc | 2/27/2024 | Correspondence | 8 | 2/29/2024 | 
| Ethical Practices II - C39650 | Ethics | Commonwealth Schools of Insurance, Inc. | 2/2/2022 | Correspondence | 12 | 2/28/2022 | 
| KY LTC Partnership II (4hrs) - C08895 | Long Term Care Partnership Act | Commonwealth Schools of Insurance, Inc. | 2/2/2022 | Correspondence | 4 | 2/28/2022 | 
| An Introduction to Estate Planning - C93421 | Life and Health | Commonwealth Schools of Insurance, Inc. | 2/2/2022 | Correspondence | 8 | 2/28/2022 | 
| Social Security Strategies - C69502 | Life and Health | WebCE, Inc | 8/20/2021 | Correspondence | 5 | 2/28/2022 | 
| 401(k) Plans - C20530 | Life | WebCE, Inc | 8/18/2021 | Correspondence | 5 | 2/28/2022 | 
| Term Life Insurance - C16104 | Life and Health | WebCE, Inc | 8/17/2021 | Correspondence | 3 | 2/28/2022 |