DEPARTMENT OF INSURANCE

Proposed Administrative Regulations

The administrative regulations are also available on the Legislative Research Commission’s website, at https://legislature.ky.gov/Law/kar/Pages/default.aspx

KAR #	Summary
806 KAR 3:250	KRS 304.3-756 requires a licensee to develop, implement, and maintain a comprehensive information security program based on an internal risk assessment. KRS 304.3-760 requires licensees to notify the Commissioner of Insurance of a cybersecurity event involving non-public information. This administrative regulation establishes the reporting procedures for non-exempt licensees to report a cybersecurity event and file a cybersecurity compliance report. The administrative regulation also establishes the procedure for a licensee to file a cybersecurity exemption as required by KRS 304.3-766.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Cybersecurity reporting procedures.	12/15/2022	abigail.gall@ky.gov	806 KAR 3	806 KAR 3	Cybersecurity Compliance Attestation Form UPDATED Copy of eServices Cyber Event Reporting Form Cybersecurity Exemption Compliance Form UPDATED	806 KAR 3
KAR #	Summary
806 KAR 6:072	This administrative regulation establishes the framework for valuation standards acceptable to the department and establishes the conditions under which the department actuary will verify the valuation of a company's reserves without cost to the insurer.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Valuation of life insurance and annuity reserves.	1/15/2023	abigail.gall@ky.gov	806 KAR 6	806 KAR 6	806 KAR 6	806 KAR 6
KAR #	Summary
806 KAR 9:025	This administrative regulation establishes the guidelines for individual agents, business entities, consultants, and adjusters to become licensed, obtain appointments, as required, in Kentucky, maintain their licenses through the completion of continuing education, and surrender their license voluntarily or have their appointment terminated by an insurer.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Licensing process.	6/15/2022	abigail.gall@ky.gov	806 KAR 9 025 Proposed Regulation	806 KAR 9 025 Regulatory Statement	Form 8301 Individual Application Clean 6	806 KAR 9 025 Public Notice
KAR #	Summary
806 KAR 9:380	This administrative regulation establishes the information to be included in the application for a limited lines self-service insurance storage space producer and the recordkeeping requirements for a self-service storage facility and their employees who offer and disseminate self-service storage space insurance.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Limited Lines Self-Service Storage Space Insurance Requirements	4/15/2022	abigail.gall@ky.gov	806 KAR 9 380 Proposed Regulation	806 KAR 9 380 Regulatory Statements	Form Self-Service Storage Space Locations	806 KAR 9 380 Public Notice
KAR #	Summary
806 KAR 9:390	This administrative regulation establishes the information to be included in the application for a portable electronic insurance retailer license, and recordkeeping requirements for portable electronic insurance retailers and their employees who offer and disseminate portable electronics insurance.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Portable Electronic Retailer license.	4/15/2022	abigail.gall@ky.gov	806 KAR 9 390 Proposed Regulation	806 KAR 9 390 Regulatory Statement	Form PEI-Locations 22 Form PEI_BE Portable Elect Retailer 2022	806 KAR 9 390 Public Notice
KAR #	Summary
806 KAR 17:280	This administrative regulation establishes requirements for the registration of insurers or private review agents, and the utilization review process, including internal appeal of decisions and step therapy exception request denials.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Registration, utilization review, and internal appeal.	10/14/2022	abigail.gall@ky.gov	806 KAR 17 280 Draft 8	Regualtory Statements	MIR	Public Notice
KAR #	Summary
806 KAR 17:290	This administrative regulation establishes the insurer requirements, procedures for the certification of independent review entities, and the process for initiating and conducting external review of utilization review decisions and step therapy exception request or step therapy internal appeal denials. This administrative regulation also establishes the disclosure requirements of the external review process to be included in the health benefit plan issued at enrollment of a covered person.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Independent External Review Program.	10/14/2022	abigail.gall@ky.gov	806 KAR 17 290 Draft 9	Regulatory Statements	MIR	Public Notice
KAR #	Summary
806 KAR 17:570E	This emergency administrative regulation was filed 4/28/23 to afford eligible persons an open enrollment and guarantee issue opportunity as Medicaid Unwinding begins in Kentucky.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Medicare Supplement Insurance	4/28/2023	abigail.gall@ky.gov	806 KAR 17 570- EMERGENCY_ 4-28	806 KAR 17 570- EMERGENCY_ 4-28	806 KAR 17 570- EMERGENCY_ 4-28	806 KAR 17 570- EMERGENCY_ 4-28
KAR #	Summary
806 KAR 17:585	This administrative regulation sets forth the format and submission time frame for the data reporting requirements in KRS 304.17A-661.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Annual Report Mental Health Parity Nonquantitative Treatment Limitation	5/13/2022	abigail.gall@ky.gov	806 KAR 17 585 Proposed Regulation	806 KAR 17 585 Regulatory Statements	NQTL Reporting Form 5	806 KAR 17 585 Public Notice
KAR #	Summary
806 KAR 37:010	This administrative regulation establishes procedural requirements necessary to carry out the provisions of KRS Chapter 304 Subtitle 37 , insurance holding company systems, and statutes relating to the merger and acquisition of domestic insurers
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
Insurance holding company systems.	6/15/2022	abigail.gall@ky.gov	806 KAR 37 010 Proposed Regulation	806 KAR 37 010 Regulatory Statements		806 KAR 37 010 Public Notice
KAR #	Summary
806 KAR 39:030	This administrative regulation establishes the Kentucky No-Fault Rejection Form and provides for its electronic submission.
KAR Title	Filing Date	Email	Proposed Administrative Regulation	Regulatory Impact Statement	Amended MIR	Public Comment Meeting Notice
806 KAR 39:030. Kentucky No-Fault Rejection Form.	9/15/2022	abigail.gall@ky.gov	806 KAR 39 030	806 KAR 39 030 Regulatory Statements	NFR 39	806 KAR 39 030- Public Notice